HomeMy WebLinkAboutRES.1573.06-05-2000BILL NO. 2000-140
RESOLUTION NO. / J 73
A RESOLUTION AUTHORIZING THE FILING OF AN
APPLICATION WITH MISSOURI DEPARTMENT OF
NATURAL RESOURCES FOR A STORM WATER LOAN OR
GRANT UNDER SECTION 37(e) AND/OR SECTION 37(h)
OF ARTICLE III OF THE CONSTITUTION OF THE
STATE OF MISSOURI AND CHAPTER 640 AND/OR 644,
RSMo, FOR THE CITY-WIDE MASTER DRAINAGE PLAN
WHEREAS, under the terms of the Missouri Clean Water Law,
Section 644, Revised Statutes of Missouri, the State of Missouri
has authorized the making of loans and grants to authorized
applicants to aid in the construction of specific public storm
water projects.
NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF
CAPE GIRARDEAU, MISSOURI, AS FOLLOWS:
ARTICLE 1. That the City Manager be and he is hereby
authorized to execute and file an application on behalf of the City
of Cape Girardeau, Missouri, with the State of Missouri for a loan
to aid in the construction of the City -Wide Master Drainage Plan.
ARTICLE 2. That Michael G. Miller, City Manager, be and he is
hereby authorized and directed to furnish such information as the
Missouri Department of Natural Resources may reasonably request in
connection with the application which is herein authorized, to sign
all necessary documents on behalf of the applicant, to furnish such
assurances to the Missouri Department of Natural Resources as may
be required by law or regulation, and to receive payment on behalf
of the applicant. h
PASSED AND ADOPTED THIS DAY OF �Oae- , 20 00
GaylO L'. Conrad, City Clerk
A. M. Spradling, IX1,' Mayor
CERTIFICATE OF RECORDING OFFICER
The undersigned, duly qualified and acting City Clerk of the
City of Cape Girardeau, Missouri, does hereby certify: That the
attached resolution is a true and correct copy of the resolution
adopted at a legally convened meeting of the City Council held on
the 5th day of June, 2000; and further that such resolution has
been fully recorded in the journal of proceedings and records in my
office.
IN WITNESS WHEREOF, I have hereunto set my hand this
day of June, 2000.
Gayle L. Conrad, City Clerk
Sd•« MISSOURI DEPARTMENT OF NATURAL RESOURCES
Hf,y1�Rb40
mem a WATER POLLUTION CONTROL PROGRAM
STORM WATER GRANT AGREEMENT
GRANT NUMBER CG-0105-OOG
A. RECIPIENT
1. Name (legal name)
City of Cape Girardeau
2. Address -
401 Independence Street
Cape Girardeau, Missouri 63701
3. Authorized Representative and Phone Number
Michael G. Miller, City Manager (573) 334-9020
B. STATE CONTACT AND PHONE NUMBER
J. D. Schuenemeyer (573) 751-1406
C. PROJECT DESCRIPTION
For development of a master drainage plan for the urbanized area around the City of
Cape Girardeau.
D. PROJECT COST
Total Project Cost
Total Eligible Cost
Total Ineligible Cost
Grant Amount
$150,000.00
$150,000.00
$0.00
$75,000.00
I . By signing this agreement, the recipient certifies that:
A. contract documents and/or contracts for professional services will conform to
relevant local, state, and federal laws;
B. all state storm water grant funds will be expended solely for carrying out the
approved grant project;
C. a professional engineer registered in Missouri has been/will be selected and will
perform the services outlined in the project;
D. the local share is available to complete the project.
2. All funds must be expended by July 1, 2001.
3. Grant payments will be made in no more than four installments.
A. The first payment may be made when not less than 25% of the contracted or
estimated cost of the plan has been completed. The completed portion of the basin
plan and invoices or time cards (if done by force account) are required to process
this payment.
B. The second payment may be made when not less than 50% of the contracted or
estimated cost of the plan has been completed. The completed portion of the basin
plan and invoices or time cards (if done by force account) are required to process
this payment.
C. The third payment may be made when not less than 75% of the contracted or
estimated cost of the plan has been completed. The completed portion of the basin
plan and invoices or time cards (if done by force account) are required to process
this payment.
D. The final payment may be made when the final plan is submitted to and approved
by MDNR. This payment request must be accompanied by supporting invoices or
time cards.
4. Grants are limited to one half of eligible costs or to the grant amount, whichever is
less.
5. Change orders or changes in scope of work must be approved by MDNR. Grantee
agrees to pay any further expense resulting from a change order if grant amount is
exceeded.
6. Projects must be in compliance with the Storm Water Assistance Regulation (10 CSR
20-4.061) and the conditions of the grant agreement.
7. Failure to expend all funds for development of the basin plan prior to July 1, 2001
will result in termination and recovery of this grant.
8. If necessary the grant amount will be adjusted downward to reflect eligibility and
final costs.
9. Repayment of the grant is required if the applicant fails to obtain and meet reporting
requirements of all MDNR permits for all facilities owned by the recipient.
By signing this grant agreement, the grantee acknowledges and agrees to the conditions
set forth herein.
THE STATE OF MISSOURI HEREBY OFFERS A STORM WATER GRANT OF
$75,000.00 TO THE CITY OF CAPE GIRARDEAU-0105.
to Mahfood
Director
Department of Natural Resources
Signature of Authorized Representative
Name of Authorized Representative
(typed or printed)
/ Date
Date
MISSOURI DEPARTMENT OF NATURAL RESOURCES
STORM WATER GRANT REIMBURSEMENT REQUEST FORM
(To be used with 50% grants for planning)
Name of Grantee:
Address
Grant Number:
Payment Number:
Storm Water Grant payment requested (circle one):
25% 50% 90% 100% (Final)
Cumulative total grant payment requested: $
Prior grant payment(s): $
Amount of this reimbursement request: $
For final payment request only—have you:
obtained final approval from the Department of Natural Resources for the master
planning document?
completed all requirements detailed in the guidelines for this grant?
Date
Signature of Authorized Representative
Name of Authorized Representative
(typed or printed)
Submit this form with pay estimates from contractors and other appropriate documentation.
(Storm Water Grant Reimbursement Form (masterplans) 3-00)
10 CSR 20-4—NATURAL RESOURCES Division 20—Clean Water Commission
r s=
10 CSR 204.061 Storm Water Grant and
Loan Program
PURPOSE: This rule sets forth the regtiire-
ments and process of application for storm
titater loans and grants for construction of
storm water control facilities and the terms
and conditions for receipt of the loan and/or
grant as revised. This rule also clarifies the
requirements, the types of facilities eligible
for funds and the calculation used to deter-
mine the amount of loan and grant available
for eligible grantees.
(1) Applicability. This rule defines the mini-
mum requirements which apply to all recipi-
ents of assistance under the state storm water
grant and loan program. The recipient must
satisfy more stringent requirements if re-
quired to do so by the state constitution, state
or local statutes, policies, rules, ordinances
or orders.
(2) Definitions.
(A) Commission. The Missouri Clean
Water Commission.
(B) Department. The Missouri Department
of Natural Resources.
(C) Force account. Project planning, de-
sign, construction or engineering inspection
work performed by the recipient's regular
employees and rented or leased equipment.
(D) Storm water coordinating committee
(SCC). A local committee or group estab-
lished by eligible applicants involved in pro-
ject screening and project selection. In cities
over twenty-five thousand ('5,000) popula-
tion, the SCC shall consist of a committee or
organizational unit designated by the city
manager. In St. Louis City and County, the
SCC shall consist of a committee or organi-
zational unit designated by the executive
director of the Metropolitan St. Louis Sewer
District. In all eligible counties, except St.
Louis County, an SCC must be established
which is representative of the county govern-
ment and incorporated municipalities within
the county.
(3) General Requirements.
(A) Jurisdictional Requirements. Storm
water funds may be used for storm water pro-
jects in any first class county, or city not
within a county, or as specified in Article III,
Section 37(h) of the Missouri Constitution.
(B) Project Selection. First class counties,
the Metropolitan St. Louis Sewer District
(MSD) and communities within first class
counties having a population of twenty-five
thousand (25,000) or more shall submit
storm water applications to the Department of
Natural Resources (DNR), postmarked by
January 2 of the fiscal year for which funds
are sought. Communities and unincorporated
areas within the MSD shall submit applica-
tions to the district by October I of the fiscal
year. Communities of less than twenty-five
thousand (25,000) population and unincorpo-
rated areas of the county shall submit appli-
cations to their county's Storm Water
Coordinating Committee by October 1 of the
fiscal year. The committee shall submit the
successful applications and their recommen-
dation for project funding to the department
postmarked by the January 2 deadline. If
either date is on a Sunday, the postmark must
be the next business day. The department will
review the applications and submit them to
the commission for approval no later than
April 1 of the fiscal year.
(C) Allocation of Appropriations. Original
storm water appropriations and funds subject
to reallocation will be allocated to each first
class county by a percentage based on the
population of the qualifying county in rela-
tion to the total population of all eligible
counties. The most recent federal decennial
census will be used for all population statis-
tics. Cities located within first class counties
with population equal to or greater than twen-
ty-five thousand (25,000) shall receive grants
and loans directly in an amount equal to the
percentage ratio that the city's population
bears to the total population of the county.
For cities or counties served by the MSD, the
district shall receive the grants and loans
directly. Newly appropriated funds will be
fifty percent (50%) loans and fifty percent
(50%) grants. Recovered and reallocated
funds will retain their original loan or grant
designation.
(D) Storm water funds allocated under
subsection (3)(C) will be recovered and real-
located in whole or in part according to the
percentage method contained in subsection
(3)(C) if the applicant fails to meet the fol-
lowing criteria:
1. All storm water funds must be award-
ed to projects within twelve (12) months of
the original appropriation or reallocation; or
2. All storm water funds awarded to pro-
jects must have all significant construction
contracts awarded within eighteen (18)
months of the original appropriation or real-
location or, if used for a study or plan, must
expend all moneys for such study within two
(2) years of the appropriation.
(E) Planning Requirements. All storm
water projects must be consistent with a com-
prehensive storm water management plan
approved by the department prior to con-
struction advertising. The geographical
extent of the planning area may be deter-
mined by the department. Projects which are
solely for bank stabilization or erosion con -
trot, or other projects as determined by the
department, need only provide the items list-
ed in paragraphs (3)(E)2., 4., and 6. The
plan should include, but is not limited to:
1. A detailed map of the drainage area
showing computed drainage acreage;
2. A narrative, a plan layout and esti-
mated construction costs for each proposed
project;
3. Tabulated storm water conceptual
design parameters for each drainage area,
that is, upstream acres, runoff coefficients,
time concentrations, return frequencies and
so forth. Computer modeling information
may be provided;
4. A recommended project improvement
priority list;
5. A determination of the flood elevation
changes resulting from each project, unless
the Corps of Engineers has committed to
remap the area; and
6. An evaluation of limited structural
approaches to storm water control. The plan
must analyze the use of applied geomorphol-
ogy and bioengineering techniques to manage
storm water. Projects that are only rehabili-
tation or replacement of existing structures
will require an evaluation that addresses rea-
sonable geomorphological alternatives and, if
this approach is not taken, a brief discussion
why not. For more complex projects, the
evaluation should follow guidance provided
by the U.S. Army Corps of Engineers
Manual EM 1110-4000, Engineering and
Design—Sedimentation Investigations of
Rivers and Reservoirs or an equivalent guid-
ance manual. Soil bioengineering techniques
as described in Bowers, H. 1950, Erosion
Control in California Highways, State of
California, Department of Public Works,
Division of Highways, shall be used unless
other appropriate guidance is used and docu-
mented. The root causes of flooding, bed and
bank erosion, and sediment deposition should
be addressed in this plan. The plan should not
exacerbate these problems by—
A. Modifications to stream systems
that increase bed and bank erosion in modi-
fied stream sections;
B. Cause these impacts in sections
that are upstream or downstream of the storm
management project;
C. Remove or degrade aquatic habi-
tat:
D. Remove the pollutant removal ben-
efits of vegetated stream corridors; or
E. Lead to increased flooding up-
stream or downstream of the storm water
management project. Combinations of mea-
sures can be employed to manage storm water
and retain important stream functions.
36 CODE OF STATE REGULATIONS (2/29100) Rebecca McDowell Cook
Secretary of State
Chapter 4 ----Grants
"Bioengineering" combines mechanical, bio-
logical, and ecological concepts to prevent
slope failures and erosion. Bioengineering
techniques may use bare root stock, stems,
branches or trunks of living plants on eroded
slopes. Plantings may be incorporated into
such configurations as a live stakings, live
fascines, or living cribwall. Vegetative plant-
ings and cuttings may be combined with
structural elements such as eabion baskets or
rock surface armoring. However, the intent
should be to minimize hard structural solu-
tions and allow the rooted plantings to do
much of the work to hold the soil in place and
retain the natural function of streams to con-
vey storm water. Other storm water manage-
ment options include environmental ease-
ments and land acquisition.
(4) Required Documents. Prior to grant
award and/or loan closing, the applicant must
submit a completed storm water grant/loan
application to the department. The following
documents must be submitted and approved
by the department prior to construction
advertising. Some documents may be waived
by the department on a case-by-case basis if
it is determined they are not needed for that
project:
(A) The following documents are required
for a project which includes design and con-
struction:
1. Construction plans, specifications and
design criteria;
2. A storm water management plan pre-
pared according to the requirements of sub-
section (3)(E);
3. Certification by the applicant that -
A. The facilities, when completed,
will be owned, operated and maintained by a
political subdivision eligible under subsection
(3)(A) of this rule; or
B. Evidence of a permanent easement
and legal authority to ensure operation and
maintenance of the facility;
4. Certification by the applicant that
contract documents and construction bidding
will conform to relevant local and state laws;
5. Certification by the applicant that all
necessary easements and land have been or
will be obtained prior to construction start;
6. Certification by the applicant that the
applicant will construct the project or cause it
to be constructed to final completion in
accordance with the certified plans and spec-
ifications; and
(B) The following documents must be sub-
mitted for all storm water grant/loan projects
including grants/loans for planning:
1. Certification by the applicant that all
state storm water funds will be expended
solely for carrying out the approved project;
2. Certification by the applicant that a
registered professional engineer has been
selected and will perform the services
required in section (9) of this rule;
3. Certification by the applicant that the
local match is available; and
4. Certification by the applicant that any
required section 404 dredge and fill permits
from the United States Army Corps of
Engineers or land disturbance permits from
the department will be obtained prior to con-
struction.
(5) Eligible Project Costs. Eligible costs
include the following:
(A) Costs for development of a compre-
hensive storm water control plan meeting the
requirements of subsection (3)(E);
(B) An allowance for engineering services
for planning and design or invoiced amounts
for a contracted engineering consultant. If
these services are performed by force
account, the cost will only be reimbursed by
the allowance. If these services are provided
by a contracted consultant, the costs may be
invoiced or the allowance may be requested.
The allowance for planning and design will
be based on a percentage of the eligible con-
struction, land, equipment, materials and
supply costs identified in the bid documents
or purchase contracts as determined from
Table 1 or 2 as applicable.
Table 1 -Maximum Eligible Amount for
Comorehensive Storm Water Control Plan and Design
Construction Cost
Allowance As a
Percentage of
Construction Cost'
S 100,000 or less
14.49
S 120.000
14.11
S 150.000
13.66
S 175.000
13.36
S 200,000
13.10
S 250.000
12.68
S 300.000
12.35
S 350.000
12.08
S 400.000
11.84
S 500.000
11.46
S 600,000
11.16
S 700,000
10.92
S 800.000
10.7 t
S 900.000
10.52
51.000.000
10.36
51,200.000
10.09
S1.500.000
9.77
$1.750.000
9.55
52,000,000
9.37
52.500.000
9.07
53.000.000
8.83
53.500.000
8.63
54,000,000
8.47
55.000.000
8.20
56,000,000
7.98
57.000,000
7.81
58,000,000
7.66
59.000.000
7.52
• Interpolate between values
10 CSR 20-4 .
Table 2-Ma.,dmum Eligible Amount Design Only
Construction Cost
Allowance As a
Percentage of
Construction Cost•
S 100,000 or less
8.57
S 120.000
8.38
5 150,000
8.16
S 175,000
8.01
S 200.000
7.83
S 250,000
7.67
S 300,000
7.50
5 350,000
7.36
5 400,000
7.24
S 500,000
7.05
5 600.000
6.89
S 700,000
6.77
S 800,000
6.66
S 900,000
6.56
51,000,000
6.43
51,200.000
6.34
51.500.000
6.17
51,750,000
6.05
52,000,000
5.96
52.500,000
5.80
53,000,000
5.67
53,500,000
5.57
54,000,000
5.48
55,000,000
5.33
56,000,000
5.21
57,000,000
5.12
58,000.000
5.04
59,000,000
4.96
• Interpolate between values
(C) Costs for construction -related engi-
neering;
(D) Construction costs including construc-
tion permits as issued by DNR;
(E) Land purchase or permanent easement
costs required for storm water holding basins,
grass -lined channels or for other limited
structural storm water control projects, or
buy-outs if the land purchased is restricted
such that no permanent structure except for
structures allowed under the Missouri
Statewide Comprehensive Outdoor Recrea-
tion Plan (SCORP) may be constructed with-
in the easement or purchase area. Construc-
tion costs related to holding basins on private
land are eligible if the eligible applicant
retains a permanent easement, is legally
responsible for operation and maintenance of
the facility, and the basin constructed is clear-
ly for storm water control and not recreation-
al use;
(F) Costs of force account work for plan-
ning, design, construction and construction
engineering;
(G) Demolition costs of structures located
within storm water control areas provided
Rebecca McDowell Cook (2/29100) CODE OF STATE REGULATIONS 37
Secretary of State
K.N. N GSK 104 --NATURAL KE60URCE6 Division 20—Clean Water Commission
future development of permanent structures
in rhe storm water control area is restricted:
(H) Local cost of issuance and capitalized
interest incurred on loans administered under
this rule:
(1) Construction costs incurred prior to
urant/loan award or DNR letter of commit-
ment are eligible providing the planning and
design phases of the project were reviewed
and approved by the department prior to the
final construction payment:
(J) Planning and design costs incurred
prior to grant/loan award or DNR letter of
commitment are eligible providing -
1. The planning and design phase is for
a facility to be constructed with funds admin-
istered by this rule, or is a comprehensive
city-wide plan; and
2. Costs associated with paragraph
(5)(J)l. were incurred in whole or in part dur-
ing State Fiscal Year 1999;
(K) Up to five (5) sequential years of grant
and/or loan funding may be used for the same
project as long as the contract is awarded
within the time frame necessary to receive
the first grant and/or loan of the sequence the
recipient certifies that there are adequate
funds committed from other sources to com-
plete the construction; the recipient commits
to the original funding combination for the
entire sequence of grants and/or loans; and
that the recipient certifies that the project will
be completed with or without the subsequent
year's grant/loan funds. No more than nine-
ty percent (90%) of each annual grant will be
paid until the final construction is complete
and acceptable final inspection conducted by
the department. Final grant payment will
equal the balance of all grants in the sequence
up to fifty percent (50%) of the final eligible
project costs;
(L) Costs associated with minimizing
storm water damage to sink holes; and
(ivn Costs not included in subsections
;5)(A) -(L) are eligible if determined by the
jepartment to be reasonable and necessary
.or the project.
6) Ineligible Project Costs. Ineligible costs
nclude, but are not limited to, the following:
(A) Projects which divert storm water to
;inkholes or which modify sinkholes to
ncrease storm water capacity;
(B) Local government administration or
eeal costs, including appraisals;
(C) Land purchase or easement costs other
han those listed in subsection (5)(E);
(D) Finance costs, including capitalized
aterest, for the local share to match the
torm water grant if the local share is not a
)an obtained through the department, or
aterest costs during construction;
(E) Items related to photographing or film-
ing: and
(F) Permits required for the ongoing oper-
ation of the constructed facility(ies).
(7) Grant Amount. The maximum grant is
limited to fifty percent (50%) of the total eli-
gible project costs or available funds,
whichever is less. The recipient must provide
the remaining amount needed to complete the
project through a storm water loan adminis-
tered by the DNR or other source of funds.
Grants may be matched with other state or
federal grants up to one hundred percent
(100%) of the eligible project costs.
(3) Loan Amount. Loans will be available in
an amount up to one hundred percent (100%)
of eligible project costs. Loans may be
matched with state or federal grants.
However, in no case will the total government
assistance exceed one hundred percent
(100%).
(9) Engineering Requirements.
(A) A registered professional engineer
must prepare the storm water plan and/or
design all plans and specifications for com-
petitive bidding and compliance with general-
ly accepted storm water design criteria.
(B) A registered professional engineer or a
person under the direction and continuing
supervision of a registered professional engi-
neer must provide inspection of construction
for the purpose of assuring compliance with
the approved plans and specifications.
(10) Bidding Requirements. This section
applies to procurement of construction equip-
ment, supplies and construction services in
excess of twenty-five thousand dollars
(525,000) awarded by the recipient for any
storm water project other than costs directly
related to force account work.
(A) Each contract shall be awarded after
formal advertising.
(B) Contract award shall be to the lowest
responsive and responsible bidder.
(C) Departmental concurrence with con-
tract award must be obtained prior to the
actual contract award if fewer than three (3)
bidders submit bids or if the recipient wishes
to award the contract to other than the low
bidder. The recipient shall forward the tabu-
lation of bids and a recommendation of con-
tract award to the department for review.
Executed contract documents must be sub-
mitted prior to the first grant payment.
(11) Grant Payments.
(A) For projects utilizing one year's fund-
ing which include construction and whose
grants are not matched with loans from this
program, payments will be made in no more
than five (5) installments.
1. For grant awards which include plan-
ning, design, and construction in the project
scope, the first payment will be made for
engineering planning and design with sub-
mission of the final invoiced amount or
request for allowance, on the reimbursement
form provided by the department.
2. The next three (3) payments may be
made when not less than twenty-five percent
(25%), fifty percent (50%), and ninety per-
cent (90%) of the construction of the project
is completed. Payment must be requested on
the form provided by the department and sub-
mitted with sufficient documentation.
Reimbursement amounts shall be based upon
percentage of the grant funds remaining after
the first reimbursement is deducted. Projects
which include planning only, grant payments
will be made in the three (3) installments list-
ed in this subsection based upon invoiced
amount.
3. A final payment may be made when
the project is completed and a final inspection
is conducted by the department or approval
obtained for the management plan.
(B) For projects which include basin plan-
ning only and whose grants are not matched
with loans from this program, reimbursement
will be made at 25, 50, 90 and 100% of plan
completion as evidenced by invoices.
(C) Payments at no time shall exceed fifty
percent (50%) of the eligible project cost
incurred at the time payment is requested.
(D) Any cost of work completed after the
final inspection by the department shall not
be considered as part of the eligible project
cost.
(E) An audit to verify eligible project costs
will be made at the time of final payment and
the grant adjusted downward, if necessary, to
reflect actual costs.
(12) Loan Requirements.
(A) Loans shall be administered in accor-
dance with the provisions in 10 CSR 20-
4.041 or 10 CSR 20-4.042 with exception
that final payment will be made only after the
project is completed and a final inspection is
conducted by the department.
(B) Loans must be secured with an accept-
able debt instrument including revenue or
general obligation bonds or debt issued pur-
suant to Environmental Improvement and
Energy Resources Authority's (ELERA) SRF
program policy on annual appropriation -
backed debt. Other financing securities will
be reviewed on a case-by-case basis. Tax
Increment Financing (TIF) security structures
will not be considered. Loans must be amor-
tized over twenty (20) years or less from loan
CODE OF STATE REGULATIONS (2/29/00) Rebecca McDowell Cook
Secretary of State
closure. Repayment must begin within one
(1) year of loan closing.
(C) The commission may direct that exist-
ing and/or future loans be leveraged through
the Environmental Improvement and Energy
Resources Authority.
(D) Loan payments will be made no more
frequently than monthly. Grants matched by
loans under this program will be paid simul-
taneously with loan payments.
(13) Repayment of Grant. Repayment of
the grant is required if the applicant fails to
obtain and meet reporting requirements of all
DNR permits for all facilities owned by the
recipient. The grant may also be required to
be repaid at a straight line depreciated rate if
the facilities constructed with grant funds are
sold to private ownership.
AUTHORITY sections 644.026 and 644.031,
RSMo Supp. 1998. * Original rule filed .lune
9, 1999, effective March 30, 2000.
*Original awhoriry: 644.026, RSMo 1972, amended
1973, 1987, 1993, 1995 and 644.031, RSMo 1977
amended 1989, 1995, 1999.
10 CSR 204.070 Sales Tax Exemption
PURPOSE: This rule sets forth the system
used by the commission to determine eligibil-
ity for sales tax exemption for items pur-
chased for the purpose of preventing or abat-
ing water pollution control.
(1) Eligible Applicants. Individuals, contrac-
tors, corporations, industries, or public enti-
ties constructing or purchasing equipment for
treatment of wastewater in Missouri may
apply for sales tax exemption certification.
(2) Application Process. Sales tax exemp-
tions for wastewater treatment equipment and
supplies shall be requested on the application
form provided by the Department of Natural
Resources (DNR). The application shall be
submitted to the Department of Natural
Resources, Water Pollution Control Program,
P.O. Box 176, Jefferson City, MO 65102.
(3) Approval or Denial of Certification. The
department will review the application and
approve or deny the sales tax exemption
request. If approved, the department will
notify the Missouri Department of Revenue
which will forward a Missouri Sales/Use Tax
Exemption for PolIudon Control certification
to the applicant. If the application is denied,
the department shall send written notice to
the applicant. Applicants who are denied a
sales tax exemption shall have a period of
thirty (30) days from the issuance date of the
notice of denial to file a written appeal of the
denial to the Missouri Clean Water
Commission, P.O. Box 176, Jefferson City,
MO 65102, see 10 CSR 20-6.020(4) and (5).
(4) Except as specified in section (5).
machinery, equipment, appliances and
devices purchased or leased and used solely
for the purpose of preventing, abating or
monitoring water pollution, and materials or
supplies solely required for the installation or
reconstruction of such shall be eligible for
sales tax exemption if they also meet one (1)
of the criteria listed in subsection (4)(A), (B)
or (C):
(A) The machinery, equipment, appliances
or device is a portion or all of a water pollu-
tion control facility required or authorized by
a permit, letter of authorization, enforceable
agreement with the owner, or court order
under authority of Chapters 640 and 644,
RSMo and the implementing regulations;
(B) The machinery, equipment, appliances
or device is a portion or all of a facility pre-
treating wastewater prior to its discharge into
central sewers; or
(C) Individual home treatment systems and
components thereof.
(5) With the exception of those activities
specified under (4)(A) above, the machinery,
equipment, appliances or devices listed below
are not eligible for water pollution control
sales tax exemptions.
(A) Landfill liners, caps, leachate collec-
tion and treatment systems, and closure costs.
(B) Leak detection and containment
devices and site remediation for underground
storage tanks and aboveground storage tanks.
(C) Machinery, equipment, appliances or
devices which conserve soil, protect soil
from contamination, or which prevent migra-
tion of contaminated soils or soil contami-
nants.
(D) Storm sewers.
(E) Potable water systems or components
thereof with the exception of sludge treatment
facilities.
AUTHORITY sections 144.030 and 644.026,
RSMo Supp. 1997 and 144.062, RSMo
1994. * Original rule filed Nov. 3, 1997,
effective July 30, 1998.
*Original authority: 144.030 RSMo, 1939 amended 1941,
1943, 1945, 1949, 1961, 1965, 1967, 1969, 1977, 1979,
1980, 1982, 1983, 1985, 1986, 1988, 1989. 1991, 1994,
1995, 1996, 1997,• 144.062, RSMo 1988, amended 1994,
and 644.026, RSMo 1972, amended 1973, 1987, 1993,
1995.
Rebecca McDowell Cook (2129100) CODE OF STATE REGULATIONS 39
Secretary of State
STATE OF MISSOURI Mcg <:: ,:a: ,. (-,mcmm • Stephen M n,:a,it,<<i. ufrrcu,r
DEPARTMENT OF NATURAL RESOURCES
OFFICE OF THE DIRECTOR
P.O. I3ox 176 Jefferson City, MO 65102-0176
May 15, 2000
Mr. Michael G. Miller
City Manager
401 Independence St.
Cape Girardeau, Missouri 63701
Re: Storm Water Grant Number CG-0105-OOG
Dear Mr. Miller:
On behalf of the Department of Natural Resources, I am pleased to offer the city of Cape
Girardeau a grant of $75,000.00 for storm water assistance. The actual grant amount is limited
to the amount stated or one-half of the eligible project cost, whichever is less.
I would like to call your attention to the conditions of the agreement, since receipt of the grant is
contingent upon compliance with those conditions. Should the city decide to accept this grant,
the designated authorized representative should sign the enclosed Grant Agreement and return
the original to the Water Pollution Control Program (WPCP) within 3 weeks. Unless a form
identifying the city's authorized representative has previously been filed with the Water
Pollution Control Program, such a form must also be submitted in conjunction with or prior to
submission of the signed Grant Agreement. For your convenience, a suggested format for the
Authorized Representative Form is enclosed. Additionally, if the city will use city forces to
complete the project, a list of the individuals that will be working on the project, their hourly
wages, and an example of a time card must be submitted and approved by the Department prior
to commencement of work.
I wish to stress that the statutes and regulations governing this program require that storm water
funds used for a study or a plan be expended by July 1, 2001 for FY 2000 grants, or the grant
must be recovered.
0
RECYCLED PAPER
Mr. Michael G. Miller
Page Two
This is a reimbursement -type program. Grant payments are made as costs are incurred; however,
payments will be made in no more than four installments. Please see 10 CSR 20-4.61(11)(B) for
a detailed explanation of when these payments can be made. A copy of the Storm Water Grant
and Loan regulation and reimbursement request forms are enclosed. Supporting documentation
must accompany payment requests.
Please note the grant number referenced above, and use this number in all correspondence
regarding this grant project.
If you have questions, feel free to call J. D. Schuenemeyer of the Water Pollution Control
Program, at (573) 751-1406. Thank you.
Sincerely,
DEPARTMENT OF NATURAL RESOURCES
StCDMa
L�
Director
Enclosures
SM/jsm
c: Senator Peter Kinder
Representative Mary C. Kasten
Mr. Mark Lester, C.E.