HomeMy WebLinkAboutRES.1484.07-19-1999 � ' ,
BILL NO. 99-171 RESOLUTION NO. 1 y��l
A RESOLUTION AUTHORIZING THE CITY MANAGER TO
ENTER INTO A CONTRACT WITH BURNS AND
MCDONNELL WASTE CONSULTANTS, INC. FOR
PROFESSIONAL ENGINEERING SERVICES FOR AN ALL
HAZARD MITIGATION PLAN.
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF CAPE GIRARDEAU,
MISSOURI, AS FOLLOWS:
ARTICLE 1 . The City Manager, for and on behalf of the City of Cape
Girardeau, Missouri, is hereby authorized to enter into a Contract with Burns and
McDonnell Waste Consultants, Inc. for professional engineering services for an All
Hazard Mitigation Plan. A copy of said Contract is attached to this Resolution and
made a part of hereof.
PASSED AND APPROVED THIS J9��, DAY OF , 1999.
A. . Spradling, III
Mayor
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ATTEST: p� �—�t,':�';: •
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Gayle Conrad �*` t.� il;-�- ���� �ti
City Clerk ;� �� �5
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CITY OF CAPE GIRARDEAU
CONTRACT FOR PROFESSIONAL ENGINNERING SERVICES
FOR THE PREPARATION OF AN
ALL HAZARD MITIGATION PLAN
THIS AGREEMENT,made and entered into this��day of'July, 1999, by and between the City
of Cape Girardeau, Missouri, a municipal corporation, hereinafter referred to as "City"with offices
at City Hall, 401 Independence St.,P.O. Box 617, Cape Girardeau,MO 63702-0617, and Burns and
McDonnell Waste Consultants, Inc. with offices at 17 Cassens Court, Fenton, Missouri 63026,
hereinafter referred to as the"Consultant".
WIT'NESSETH:
THAT, WHEREAS, the City desires to engage the Consultant to render certain professional
and technical services hereafter described in E�ibit A "Proposal for Professional Engineering
Services,"dated June 25, 1999.
WHEREAS, the Consultant made certain representations and statements to the City with
respect to the provision of such services and the City has accepted said proposal to enter into a
contract with the Consultant for the performance of services by the Consultant.
NOW, THEREFORE, for the considerations herein expressed, it is agreed by and between the City
and the Consultant as follows:
1. Scope of Services. The City agrees to engage the services of the Consultant to perform the
Scope of Services hereinafter set forth in connection with project described in Exhibit A.
2. Additional Services. The City may add to Consultant services or delete therefrom activities
of a similar nature to those set forth in Exhibit A. The Consultant shall undertake such
changed activities only upon the direction of the City. All such directives and changes shall
be in written form and approved by the City and Shall be accepted and countersigned by the
Consultant or its agreed representatives.
3. Existing Data. All information, data and reports in the possession of the City as are existing,
available and necessary for the carrying out of the work, shall be furnished to the Consultant
at reproduction cost by the City, and the City shall cooperate with the Consultant in every
reasonable way in carrying out the scope of services. The consultant shall not be liable for
the accuracy of the information furnished by the City.
4. Personnel and Office Space to be provided. The Consultant represents that the Consultant
has or will secure at its expense all personnel and office space required to perform the
services called for under this contract. Such personnel shall not be employees of or have
any contractual relationship with the City except as employees of the Consultant. All of the
services required hereunder will be performed by the Consultant or under the Consultant's
direct supervision and all personnel engaged in the work shall be fully qualified and shall be
authorized under the state of local law to perform such services. None of the work or
services covered by this contract shall be subcontracted without the written preapproval of
the City.
5. Insurance. During the course of performance of its services, Consultant will maintain
Worker's Compensation, Employers' Liability, Commercial General Liability and
Automobile Liability insurance coverage.
6. Professional Responsibility. Consultant will exercise reasonable skill, care and diligence in
the performance of its services and will carry out its responsibilities in accordance with
customarily accepted standards of good professional practices in effect at the time of
performance.
7. Notice to Proceed. The services of the Consultant shall commence as directed in the Notice
of Proceed and shall be undertaken and completed in accordance with the schedule below.
8. Schedule. The Consultant agrees to deliver to the City the completed All Hazard Mitigation
Plan in accordance with the schedule shown in E�ibit A.
9. Failure to Perform, Cancellation. If, through any cause, the Consultant shall fail to fulfill in
timely and proper manner its obligations under this contract, or if the Consultant shall
violate any of the covenants, agreements, or stipulations of this contract, the City shall
thereupon have the right to ternunate this contract by giving written notice to the Consultant
of such termination and specifying the effective date thereof, at least five (5) days before the
effective day of such termination. The Consultant may without cause terminate this contract
upon 30 days prior written notice. In either such event all finished or unfinished documents,
data, studies, surveys, drawings, maps, models, photographs, and reports or other materials
prepared by the Consultant under this contract shall, at the option of the City, become its
property, and the compensation for any satisfactory work completed on such documents and
other materials shall be deternuned. Notwithstanding the above, the Consultant shall not be
relieved of liability to the City for damages sustained by the City by virtue of any such
breach of contract by the Consultant.
10. Compensation. The City agrees to pay the Consultant an amount not to exceed
$66,600.00 which shall constitute complete compensation for all services to be rendered
under this contract. The final payment will be subject to receipt of a requisition for
payment and a statement of services rendered certifying that the Consultant fully
performed all work to be paid for in such progress payments in conformance with the
contract. Such compensation will be paid in progress payments billed to the City for
documented time and materials spent on the project based on the Consultant's June 25,
1999, fee schedule as provided in E�ibit D. No change in compensation shall be made
unless there is a substantial and significant difference between the work originally
contemplated by this agreement and the work actually required.
11. Assignment. The Consultant shall not assign any interest in this contract, and shall not
transfer any interest in the same (whether by assignment or novation), without prior written
consent of the City thereto. Any such assignment is expressly subject to all rights and
remedies of the City under this agreement, including the right to change or delete activities
from the contract or to terminate the same as provided herein, and no such assignment shall
require the City to give any notice to any such assignee of any actions which the City may
take under this agreement,though City will attempt to so notify any such assignee.
12. Confidentiality. Any reports, data or similar information given to or prepared or assembled
by the Consultant under this contract which the City requests to be kept as confidential shall
not be made available to any individual or organization by the Consultant without prior
written approval of the City.
13. Egual Employment Opportunity. The Consultant agrees in the performance of the contract
not to discriminate on the grounds or because of race, creed, color, national origin or
ancestry, sex, religion, handicap, age or political affiliation, as further defined in Exhibit E,
against any employee of Consultant or applicant for employment and shall include a similar
provision in all subcontracts let or awarded hereunder.
14. Civil Ri ts. The Consultant agrees in the performance of the contract to comply with all
civil rights laws and regulations which are suminarized in Exhibit F.
15. Independent Consultant. The Consultant is an independent consultant and nothing herein
shall constitute or designate the Consultant or any of its employees as agents or employees
of the City.
16. Benefits not Available. The Consultant shall not be entitled to any of the benefits
established for the employees of the City nor be covered by the Workmen's Compensation
Program of the City.
17. Liabili . The parties mutually agree to the following:
a. In no event shall the City be liable to the Consultant for special, indirect, or
consequential damages, except those caused by the City arising out of or in any way
connected with this Contract. The ma�cimum liability of the City shall be limited to
the amount of money to be paid or received by the City under this Contract.
b. The Consultant shall defend, indemnify, and hold the City hannless from and
against all claims, losses, and liabilities arising out of personal injuries, including
death, and damage to property to the extent caused by negligent acts of the
Consultant in the performance of the work.
18. Documents. Reports, files, sketches,maps,plans, surveys, inspections, digital files prepared
or obtained under the terms of this Contract shall be delivered upon request to and become
the property of the City upon termination or completion of the work. Copies of basic survey
notes and sketches, charts, computations and other data prepared or obtained under this
Contract shall be made available,upon request, to the City without restrictions or limitations
on their use. When such copies are requested,the City agrees to pay the Consultant its costs
of copying and delivering same.
19. Nonsolicitation. The Consultant warrants that he has not employed or retained any
company or person, other than a bona fide employee working solely for the Consultant, to
solicit or secure this Contract, and that he has not paid or agreed to pay any company or
person, other than a bona fide employee working solely for the Consultant, any fee,
commission, percentage, brokerage fee, gifts, or any other consideration, contingent upon
or resulting from the award of making of this Contract. For breach or violation of this
warranty, the City shall have the right to a.nnul this Contract without liability, or, in its
discretion, to deduct from the Contract price or consideration, or otherwise recover the
full amount of such fee, commission,percentage,brokerage fee, gifts, or contingent fee.
20. Books and Records. The Consultant and all his subcontractors shall maintain all books,
documents, papers, accounting records and other evidence pertaining to costs incurred in
connection with this Contract, and shall make such materials available at their respective
offices at all reasonable times during the Contract and for a period of three (3) years
following completion of the Contract.
21. Delays. The Consultant shall not be liable for delays resulting from causes beyond the
reasonable control of the Consultant; the Consultant has made no warranties, expressed or
implied,which are not expressly set forth in this Contract; and under no circumstances will
the Consultant be liable for indirect or consequential damages.
22. Notices. All notices required or permitted hereunder and required to be in writing may be
given by first class mail addressed to:
For The City of Cape Girardeau For Burns and McDonnell
Mr. Ken J. Eftink Mr. Matthew Ballance
City of Cape Girardeau, Burns and McDonnell Waste
Division of Planning Services Consultants, Inc.
401 Independence Street 17 Cassens Court
Cape Girardeau,MO 63702-0617 Fenton,MO 63026
The date and delivery of any notice shall be the date falling on the second full day after the
day of its mailing.
EXECUTED THIS o�0 �� DAY OF JULY, 1999.
_„�..--
CI'��OF CAPE G EAU
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BY:
' a . 'ller, City Manager
ATTEST: � tAf�
Gayl Conrad, City Clerk
BURNS AND McDONNELL WASTE CONSULTANTS, INC.
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BY: �. _ �
Name: �8te�� i���s�,ar�° Title: �'���'���"'�''�g ��/�0���
ATTEST:
Name: /�14,�� � - �LG�,� Title: ��/I�/,� - �SST
EXHIBIT A
i Waste
Consultants
�� Inc.
June 25, 1999
Mr. Ken Eftink
Development Services Coordinator
City of Cape Girardeau
City Hall
401Independence
PO Box 617
Cape Girardeau, Missouri 63702-0617
Re: Proposal for Professional Engineering Services
All Hazard Mitigation Plan
City of Cape Girardeau, Missouri
Dear Mr. Eftink:
Burns& McDonnell is pleased to present this proposal to the City of Cape Girardeau,
Missouri (City)to prepare an All Hazard Mitigation Plan(Plan). We understand the City
requires the development of a Plan to address hazards and risks that may affect the City
and its residents. We also understand the City will use the recommendations for
mitigation actions and projects to pursue available funding to complete such mitigation
effort. Burns & McDonnell will work as a partner with the City to produce a Plan that
will be used as part of the City's Project Impact program to lead Cape Girardeau toward
the goal of being a disaster resistant community, as described in the following scope of
services.
SCOPE OF SERVICES
Burns & McDonnell will prepare a Plan to identify hazards and risks that could impact
the City. The Plan will document existing mitigation programs used by the City to
respond to hazardous and high-risk scenarios. The Plan will include recommendations
for actions/projects to reduce loss of life, reduce property damage, reduce business losses,
and minimize the City's recovery time and associated costs. The Plan will also assess
and prioritize mitigation actions and projects to best utilize existing funding programs.
Burns & McDonnell will dedicate a team of engineering and scientific experts to
complete the preparation of the Plan. Burns& McDonnell's team of experts that will be
assigned to the Plan project has over 150 years of collective engineering expertise. Our
team consists of civil and environmental engineers, structural and seismic engineers,
flood and stortnwater experts, planners, scientists, and geologists. Burns& McDonnell's
project organization chart and resumes of key project personnel are presented in
17(assens court Attachment A.
Fenton,Missouri 63026
Phone:314 305-0071 �C��'�
Fax:314 316-8295 K\MKTG\CAPE\PROPOSAL51499.DOC �'Jr
hnp://www.burnsmcd.com `'-�
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Consultants
�� Inc.
Mr. Eftink
May 25, 1999
Page 2
Burns & McDonnell plans to establish a field office in Cape Girardeau during the project,
making us readily available to work with the City and applicable agencies and public
entities. Burns & McDonnell will also be available to attend meetings or other public
forums to discuss the Plan and address questions and concerns.
Burns & McDonnell will consult with other communities that have implemented similar
Plans. We have reviewed Plans prepared by the Town of Westport, Connecticut and St.
Clair County, Illinois. Burns& McDonnell maintains an AICP-certified planner who is
very familiar with hazard planning efforts performed in southeast Missouri,the St. Louis
metropolitan area, and in Illinois.
Based on our June 9, 1999 meeting with Mr. Walter Denton of the City and you, we
understand the City's original All Hazard Mitigation Plan scope of services has been
modified to include the following:
• The Plan will only include assessments of the lists of essential City facilities and
the American Red Cross evacuation shelters, as provided to Burns& McDonnell
by the City. We understand the City plans to obtain hazard and mitigation
information from Southeast Missouri State University, as needed.
• The Plan will not include detailed flood and stormwater evaluations to meet the
requirements of the Community Rating System(CRS) program (sections 450
and 510 of the CRS manual). Burns & McDonnell will only address flood and
storm water evaluations, as they pertain to the Plan requirements.
• The Plan will only include assessments of City hazards and mitigation efforts.
Burns & McDonnell will not address such topics for Cape Girardeau County or
surrounding communities. However, any overlap of mitigation efforts to be
addressed in the Plan for combined City and County or other community
programs will be addressed.
• The Plan will only contain assessments of City bridges located along major access
routes (e.g. Mississippi River Bridge). Burns & McDonnell will work with the
City to identify and assess these bridges.
• Burns& McDonnell will provide up to 25 copies (including 8 original copies) of
the Plan to the City, following the completion of the project.
Task 1 -Project Kickoff Meeting
As an initial step in the Plan preparation process, Burns& McDonnell will conduct a
project kickoff meeting with the Hazard and Risk Assessment Subcommittee of the
Project Impact—Disaster Resistant Community Steering Committee. The meeting will
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Mr. Eftink
May 25, 1999
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be held to introduce the Burns & McDonnell team to the City. We will review the project
goals and objectives with the City, and address any questions or concerns the City may
have at that time.
Task 2 - Data Gathering and Research
Burns & McDonnell will gather and evaluate existing hazard and risk related information
to be included in the Plan. Burns& McDonnell will consult with pertinent local, state,
and federal agencies regarding the hazards and risks facing the City. We will review the
agencies' records regarding the City's historical hazard and risk-related activities.
City Information
Burns & McDonnell will consult with City personnel to obtain relevant information
regarding the community. We will obtain information regarding the following subjects to
be included in the Plan:
• Population • Schools
• Land use • Building code
• Government • Communications
• Geography • Utilities
• Geology • Law& order
• Historical buildings/structures • Fire & rescue
• Planning& zoning • Medical
• Transportation • Public awareness
• Weather • Evacuation
• Development trends • Temporary shelters
• County/local municipality
partnerships
Hazard and Risk Assessment
Burns & McDonnell will evaluate hazards and risks potentially facing the City. We will
assess the potential occurrence, subsequent effects and potential mitigation measures of
both natural and"man-made" hazards by:
• Assembling a brief history of each hazard or risk as it relates to the City,
• Performing a vulnerability assessment for each hazard on risk,
• Reviewing the City's existing mitigation measures,
• Identifying the City's capabilities and resources, and
• Identifying mitigation objectives and actions the City should undertake.
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Hazards and risks to be assessed include:
Natural Hazards "Man-made" Hazards
• Tornadoes/severe weather • Fires
• Floods • Nuclear power plants
� Drought • Hazardous materials and other
• Heat wave environmental issues
• Earthquakes • Mass transportation accidents
• Dam failure • Civil disorders
• Terrorism
• Attacks
• Loss of utility services
• Loss of communications services
Task 3 -Assessment of Essential Facilities
Burns & McDonnell will evaluate essential facilities that must remain operational during
a disaster or emergency for response and recovery. We will analyze the survivability and
functionality of the facilities. However, this proposal does not include a detailed
structural analysis of these facilities. We will also identify additional facilities that may
be needed, but are not currently available in the community. A list of essential City
facilities (provided by the City)to be evaluated in the Plan is presented in Attachment B.
A list of American Red Cross evacuation shelters (provided by the City)to be evaluated
in the Plan is also presented in Attachment B.
Task 4 -Assessment of Communications Systems
Burns& McDonnell will assess the City's communications systems used to respond to
hazards and risks. We will identify, evaluate, and make recommendations regazding the
following:
• Local, regional, state, and interstate communication systems
• Pre-disaster public information and warning systems
• Other post disaster public information systems
Task 5 -All Hazard Mitigation Plan
Burns & McDonnell will prepare an All Hazard Mitigation Plan documenting the City's
mitigation plans in response to hazards and risks. The Plan will include the following
minimum components:
K�IvIKTG\CAPE\PROPOSAL51499.DOC
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Mr. Eftink
May 25, 1999
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• The type of expected hazard or risk,
• A description of the hazard or risk,
• The historical occunence of the hazard or risk in the Cape Girardeau area,
• The probability of future occurrence, severity, and potential impact of hazards and
risks on the City, and
• Recommended mitigation actions.
Our preliminary Plan outline is presented as Attachment C. The Plan will include a
listing of applicable agencies contributing to the preparation of the Plan for the City's
future reference. The Plan will also contain a detailed explanation of funding programs
available to the City. Burns& McDonnell will provide copies of source documents used
to prepare the Plan for the City's files. Burns & McDonnell will assist the City with the
preparation of cost estimates for recommended mitigation actions, as needed.
SCHEDULE
Burns & McDonnell will initiate project activities within one week of our receipt of
written notification to proceed from the City. We will deliver a preliminary draft Plan to
the City within 120 calendar days of the project start date. We will meet with the City's
Hazard and Risk Assessment Team to review the preliminary draft Plan. We will deliver
a second draft Plan to the City within 30 days of our receipt of the City's written
comments. We will deliver the final draft Plan to the City within 30 days of our receipt
of the City's written comments to our second draft Plan. Burns & McDonnell will
present the final Plan to the City's Project Steering Committee.
FEES
Burns & McDonnell proposes to complete the project scope of services for the estimated
fee of$66,600. We propose to complete the project on a time and materials basis in
accordance with our terms and conditions presented in Attachment D. We will not
exceed the estimated fee without written approval from the City. Burns & McDonnell
will address changes in scope in accordance with the Burns & McDonnell 1999 Schedule
of Hourly Professional Service Billing Rates presented in Attachment E.
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Should you have any questions or require additional information, please feel free to
contact us at(888) 805-0077. We look forward to continuing our positive relationship
with the City. Thank you for your consideration.
Sincerel
�
Dr. John A. Ruf, P.E.
Vice President
Curt D. Fahnestock
Regional Office Manager
Attachments
Cc: Walter Denton, City of Cape Girardeau
Matt Ballance, Burns & McDonnell
Denny Welker, Burns & McDonnell
K\MKTG\CAPEIPROPOSAL 5 I 499.DOC
EXHIBIT B
City Essential Facilities
Police Headquarters Fire Station 1
City Hall Fire Station 2
Public Works (Office and Shop Only) Fire Station 3
Airport terminal building Fire Station 4
Airport Runways (general terms only) City EOC (in Fire Station 1)
Water Plant 1 Water Storage Tanks (general terms only)
Water Plant 2 Flood Pump (1) - Main St. Levee District
Sewage Treatment Plant Flood Pump (1) - N. Main Levee District
Downtown Floodwall and Levee (general) St. Francis Hospital (general terms only)
City Arena Building Southeast Hospital (general terms only)
City Osage Community Center County Health Office
City Convention and Visitors Office Humane Society Office (animal shelter)
Totals
17 Buildings to do walk through inspect and report on.
2 Hospitals to report on in general terms based on information available.
1 Airport runway in general terms.
1 Downtown Floodwall and levee in general terms.
1 City Emergency Operation Center located in Fire Station 1.
7 Water Storage Tanks in general terms (you did the Seismic protect valves)
2 Flood pumps
EXHIBIT C
Burns & McDonnell
Preliminary All Hazard Mitigation Plan Outline
Cape Girardeau, Missouri
I. Purpose and Introduction
A. Introduction �
B. Purpose
C. Organization Meeting
II. Community description
A. Cultural Setting
1. History of Development
2. Population Growth
3. Land Use
4. Economy
5. Transportation
6. Utilities
7. Public Facilities
8. Services -Fire, Police, Ambulance, Medical, �
9. Communications.
B. Physical Setting
1. Geology
2. Geography
3. Climate
4. Weather
III. Hazard Identification
A. Natural Hazards
1. Type of Hazard
2. Description of Hazard
3. History of Hazard
4. Probability, Severity and Impact of Hazard
5. Current Mitigation Efforts
B. Man-made Hazards
1. Type of Hazard
2. Description of Hazard
3. History of Hazard
4. Probability, Severity and Impact of Hazard
5. Current Mitigation Efforts
KUvIKTG1CAPElPAHMPO.DOC
IV. Essential Facility Assessment
A. Public Buildings
B. Utilities
C. Transportation Facilities
D. Communication Facilities
E. Medical Facilities
F. Emergency Shelters
V. Assessment of Federal, State and Local All-Hazard Mitigation Planning Efforts
A. Federal Programs
B. State Programs
C. Local Governmental/LTniversity Efforts
D. Local Industry Efforts
VI. Plan Formulation
A. Develop Goals and Objectives
B. Assessment Summary of R.isk and Hazards
C. Assessment of Existing Natural Disaster Planning
D. Assessment of Man-made Disaster Planning
E. Development of Floodplain/Stormwater Management Strategy
F. Prepare Preliminary All Hazard Mitigation Plan
G. Hold a series of Public Information Meetings
VII. Final Plan Development
KUvIKTG1CAPElPAHMPO.DOC
EXHIBIT D
Schedule of Houriy Professional Service Billing Rates
Position Classification Hourly
Classification Level Billing Rate
General Office' 5 $35.50
Technician'` 6 $37.00
Assistant' 7 $41.00
8 $58.00
9 $66.00
StafF' 10 $73.50
11 $79.50
Senior 12 $86.50
. 13 $95.00
Associate 14 $105.00
15 $108.50
Principal 16 $112.50
17 $115.50
Notes
1. Position classifications Iisted above refer to the firm's internal class�cation system for employee compensation. For example,
"Associate,""Senior,"eta,refer to such positions as"Assoaate Engineer,""Senior Archited,"eta
2. The houriy rates shown above are effedive for services through December 31, 1999,and are subjeci to revision thereafter.
3. For any nonexempt personnel in positions marfced with an asterisk('), overtime will be bil�ed at 1.5 times the hourty labor billing
rates shown.
4. Projed time spent by corporate officers will be billed at the Principal rate(Level 17)plus 25 percent.
5. For outside expenses incurred by Bums&McDonnell, such as authorized travel and subsistence, and for services rendered by
others such as subcontradors,the Gient shall pay the cost to Burns 8�McDonnell plus 10%.
6. Monthly invoices will be submitted for payment covering services and expenses during the preceding month. Invoices are due
upon receipt.A late payment charge of 1.5%per month will be added to all amounts not paid within 30 days of the invoice date.
Form BMR899
EXHIBIT E
Equal Employment Opportunity
Equai Emaloyment Opportuni�. During the performancc of this Contract, the Contracior agees as follows:
a. The Contractor will not discriminate agains[ any employee or applicant for employment because of race,
creed, sex, color or national origin. The Contractor will take affiimative action Io ensure that applicants
are employed, and that employees are treated during employment, without regard to their race, creed, sex,
color or national origin. Such action sha11 include, but not be limited to, the following: Employment,
upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of
pay or other forms of compensation;and selection for training,including apprenticeship. The Contractor
agrees to post in conspicuous places, available to employees and applicants for employment,notices setting
forth the provisions of this non-discrimination clause.
b. The Contrador will, in all solicitarion or advertisements for omployees placed by or on behalf of the
Consultant,state that all qualified applicants will receive consideration for employment without regard to
race, creed, color, sex, or national origjn.
c. The Contractor will cause the foregoing provisions to be inserted in all subcontracts for any work covered
by this Contract so that such provisions �vill be binding upon each subcontractor, provided that the
foregoing provisions shall not apply to contracts or subcontracts for standard commercia] supplies or raw
materials.
d. The Contractor will comply�vith all provisions of Executive Order 11246 of September 24, 1965, and of
the rules, regulations and relevant orders of the Secretary of Labor.
e. The Contractor will furnish all information and reports required by Executive Order 11246 of September
24, 1965,and by the rules, regulations and orders of the Secretary of Labor, or pursuant thereto, and will
permit access to his books, records, and accounts by the County's Department of Housing and Community
Development and the Secretary of Labor for purposes of investigation to ascertain compliance with such
rules, regulations and orders.
f. In the event of the Contractor's noncompiiance�vith the uon-compliance ciauses of this Agreement or with
any of such rules, regulations or orders, this Agreement may be canceled, terminated, or suspended in
whole or in part and the Contractor may be declared ineligible for further Government contracts in
accordance with procedures authorized in Executive Order 11246 of September 24, 1965, and such other
sandions maybe imposed and remedies invoked as provided in Executive Order 11246 of September 24,
1965, or by rule, rcgulation, or order of the Secretary of Labor, or as otherwise provided by law.
g. The Contractor will include the provisions of paragraphs (a)through(g)in every subcontract or purchase
order unless exempted by rules, regulations or orders of the Secretary of Labor issued pursuant to Seciion
204 of Executive Order 11246 of Scptember 24, 196�, so that such provisions will be binding upon each
subcontractor or vendor. The Contractor will take such action with respect to any subcontract or purchase
order as the County's Department of Housing and Community Development may direct as a means of
enforcing such provisions including sanctions for noncompliance. Provided,however, that in the event the
Contractor becomes involved in, or is threatened with,litigation with a subcontractor or vendor as a result
of such direction by the County's Department of Housing and Community Development, [he Contractor
may request the United States to enter into such litigation to proiect the interests of the United States.
Civil Rights Act of 1964. Under Title VI of the Civil Rights Act of 19fi4, no person shall, on the grounds of race,
color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiviu<� Federal financial assistance.
Section 109 of Ihe I-Iousing and CommunitV Development Act of 1974
a_ No person in the United States shall on lhe ground of race, color, national origin, or sex be excluded from
participation in, be denied [he bene5ts of,or be subjected to discrimination under any program or activity
funded in whole or in parl with funds made available under this litle.
"Section 3" Comnliance in the Provision of TraininQ Emplovment and Business Opportunities
a. The work to be performed under this contract is on a project assisted under a program providing direct
Housing and Urban Development and is subject to the requirements of Section 3 of the Housing and Urban
Development Act of 1968, as amended, 12 U.S.C. 1701u_ Section 3 required that to the greatest extent
feasible opportunities for training and empioyment be gjven lower income residents of the project area and
contracts for work in connection with the project be awarded to business concems which are located in,
or owned in substantial part by persons residing in the area of the project.
b. The parties to this contract will comply with the provisions of said Section 3 and the regulations issued
pursuant thereto by the Secretary of Housing and Urban Development set forth in 24 CFR 135, and all
applicable rules and orders of the Department issued thereunder prior to the execution of this contrad.
The parties to this contract certify and agree that they are under no contractual or other disability which
would prevent them from complying with these requirements.
c. The contractor will send to each labor organization or representative of workers with which he has a
collective bargaining agreement or other contract or understanding,if any, a notice advising the said labor
organization or workers' representative of his commitments under this Section 3 clause and shall post
copies of the notice in conspicuous places available to employees and applicants for employment or
training.
d. The contractor will include this Section 3 clause in every subcontract for work in connection with the
project and will, at the direction of the applicant for or recipient .of Federal financial assistance, take
appropriate action pursuant to the subcontract upon a finding that the subcontracior is in violation of
regulations issued by the Secrelary of Housing and Urban Development,24 CFR Part 135. The contractor
will not subcontract with any subcontractor where it has notice or knowledge that the latter has been found
in violation of regulations under 24 CFR Pari 13�and will not let any subcontract unless the subcontractor
has first provided it with a preliminary statement of ability io comply with the requirements of these
regulations.
e. Compliance with the provisions of Section 3, the regulations set forth in 24 CFR Part 13�, and all
applicable rules and orders of the Department issued hereunder prior to the execution of the contract,shall
be a condition of the federal financial assistance provided to the project, finding upon the applicant or
recipient for such assistance, its successors and assigns. Failure to fulfill these requirements shall subjeci
the applicant or recipient, its contradors and subcontractors, its successors and assigns to those sandions
specified by the grant or loan agreement or contract through which federal assistance is provided, and to
such sanetions as are specified by 24 CFR Part 135.
EXHIBIT F
Civii Righks
Title VI of the Civil RiQhts Act of 1964 provides that no person in the United States shall, on the ground of race,
color, or national orign, be excluded from participation in, be denied benefits of, or be subjected to discrimination
under any program or activity receiving Federa] financial assistauce.
Title VIII of the Civil Rights Act of 1965, as amended, provides that no person shall, on the basis of race, color,
rcligon, natioual origin, handicap or familial status, be discriminated against in housing (and related facilities)
provided with Federal assistance or lending practices with respect to residential property when such practices are
connected with loans insured or guaranteed by the Federal Govemment.
Section 109. Housing and Community Development (HCD) Act of 1974, as amended, provides that no person in �
the United States shall, on the ground of race, color, religion or religious affiliation, national origin, or sex be
exduded from participation in, be denied the benefits of, or be subjected to discrimination under any program or
activity funded in whole or in part with funds made available under Title I of the Housing and Community
Development Act of 1974.
Section 3 of the Housing and Urban Development Act of 1965, as amended, provides that, to the greatest extent
feasible, opportunities for training and employment shail be �iven to recipients of public housing and lower-income
residents of the unit of local govemment or the metropolitau area (or non-metropolitan county)in which the project
is localed; contract work in counection wilh such projects sh�11 be awarded to business concems which are owned
in substantial pari by petsons residing in the same metropolitan uea (or non-metropolitan county) as the project,
employ Section 3 residents in fuli-time positions, or subcontract with businesses which provide economic
opportunities to lower-income persons.
Section �03 of Rehabilitation Act of 1973, as amended, provides for the nondiscriminatiou in contractor
employment. All recipients of Federal funds must cenify to thc following through all contracts issued:
Affirmative Action for Handicapped Workers
(a) The contractor will not discriminate against any employee or applicant for employment because
of physical or mental handicap iu reoard to any position for which the employee or applicant for
employment is qualified. The contractor agrees to take affirmative action to employ, advance in
employment and othenvise treat qualified handicapped iudividuals without discrimivatiou based
upon their physical or mental handicap in all employment practices such as the following:
Employment upgrading,demotion or transfer,recruitment,advertising,layoff or termination,rates
of pay or other forms of compensation, and selection for training, including apprenticeship.
(b) The contractor agrees to comply with the rules, regulations, and relevant orders of the Secretary
of Labor issued pursuant to the Act.
(c) In the evenl of the contractor's noncompiiance with the requirements of this clause, actions for
noncompliance may be taken in accordance with the rules, regulations, and relevant orders of the
Secretary of Labor issued pursuant to the Act.
(d) The contractor agrees to post in conspiciious places, available to employees and applicants for
employment, notices in a focm to be prescribed by the Director, provided by or lhrough the
contracting officer. Such notices shall state the coutractor's obligation under the ]aw to tal:e
affirmative action to employ and advauc;e iu employment qualified haudicapped employees and
applicants for employmcut, aud the rit�hts of applicants and employees.
(e) The contractor will notify each labar uuion or rcpreseutative of workers with which it has a
collective bargaining agreemeut or other contract uuderstanding, that the contractor is bound by
thc tercus of Scction �03 of the Rchabilitatiou Act of 1973, aud is committed to take affirmative
action to employ and advaace in cmploymeiit physically and mcutally handicapped iudividuals.
(n 1tic contractor will include thc provisions of this clause in every subcontract or purchasc order
of 32,�00 or more, unless exempted by rulcs, regulations, or orders of the Secretary issued
pursuant to Section 503 of the Act, so that such provisions will be binding upou each
subcontractor or vendor_ The contractor will take such action with respect to any subcontractor
or purchase order as the Director of the Office of Federal Contract Compliance Programs may
direct to enforce such provisions, including action for noncompliance.
Section 504 of the Rehabilitation Act of 1973, as amended,provides for nondiscrimination of an otherwise qualified
individual solely on the basis of his/her handicap in benefiting from any program or activity receiving Federal
5nancial assistance. A11 recipients mnst certify to compliance wiih all provisions of this Section.
A�e Discrimination Act of 197�. No person in the United States shall, on the basis of age, be excluded from
participation in,be denied the benefits of,or be subjected to discrimination under, any program or activity receiving
Federal financial assistance.
Execa�tive Order 11063, as amended_ All departments and agencies are directed to take all aciion necessary and
appropriate to prevent discrimination in housing and related facilities owned or operated by the Federal Government
or provided with Federal financial assistance and in the lending practices with respect to residential property and
related facilities(includingland to be developed for residential use)of lendinginstitutions,insofar as such practices
relate to loans insured or guaranteed by the Federal Government.
Executive Order 11246, as amended, provides that no person shall be discriminated against on the basis of race,
color, religion,sex, or nationai origin in any phase of employment during the performance of Federal or federally-
assisted construction contracts in excess of$10,000. The followingcavil righis requirements also apply to CDBG
grantees performance: Grantees shall comply with Executive Order 11246, as amended by Executive Order 12086,
and the regulations issued pursuant thereto(41 CFR Chapter 60)which provide that no person shall be discriminated
against on ihe basis of race, color, religjon, sex, or national origin in all phases of employment during the
performance of Federal or federally assisted construction contracts. As specified in Er.ecutive Order 11246 and Ihe
implementing regulations,contractors and subcontractors on Federal or federally assisted construction contracts shall
take affirmative action to ensure fair treatment in employment, upgrading, demotion or transfer, recruitment or
recnritment advertising, layoff or termination, rates of pay, or other forms of compensation and selection for
training and apprenticeship.
Section 106(d)(�)Bl of Title I of the Housing Communitv Development Act of 1974, as amended, provides that
the grantee will affirmatively further fair housing.
Sectio❑ 519 of Public Law 101-144 (the 1990 HUD Appropriations Act) requires each unit of general local
govemment which receives Title I fiinds to adopt and enforce a policy prohibiting the use of excessive force by law
enforcement agencies within its jurisdiction against any individuals engaged in nonviolent civil rights demonstrations.
Section 906 of the Cranston-Gonzales National Affordable Housing,Act amended subsection 104(1)of the HCD Aci
of 1974. The provision states that no CDBG funds may be obligated or expended to any unit of genera] local
government that fails to adopt and enforce a policy of prohibiting the use of excessive force by law enforcement
agencies within its jurisdidion against any individuals engaged in non-violent civil rights demonstrations, or fails
to adopt and enforce a policy of enforcing appiicable state and local laws against physically barring entrance to or
exit from a facility or location which is the subject of such non-violent civil rights demonstration within its
jurisdidion. Unlike a similar prohibition in the FY 1990 Appropriation Act, the amendment clearly applies to a11
units of general local govemment, including counties.
Section 912 of the Cranston-Gonzales National Affordable Housing Act amended Section 109(a)of the HCD Act
of 1974 to prohibit discrimination on the basis of religion or religaous affiliation.