HomeMy WebLinkAboutRES.2326.12-03-2007 ,
BILL NO. 07-206 RESOLUTION NO. �;�(p
A RESOLUTION AUTHORIZING THE CITY MANAGER TO
EXECUTE AN AGREEMENT WITH PHILLIP SMITH,
ARCHITECT LLC FOR RENOVATICN OF THE MID-
STATES HANGAR AT THE CAPE GIRARDEAU REGIONAL
AIRPORT
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF CAPE
GIR.ARDEAU, MISSOURI, AS FOLLOWS:
ARTICLE 1 . The City Manager, for and on behalf of the City
of Cape Girardeau, Missouri, is hereby authorized to execute an
Agreement with Phillip Smith, Architect, LLC, for renovation of
the Mid-States Hanger at the Cape Girardeau Regional Airport . A
copy of said Agreement is attached to this Resolution and made a
part hereof .
PASSED AND ADOPTED THIS �,r� DAY OF , 20 O � •
�`�_ �-
%� �
� Jay . Knudtson, Mayor
� r
y
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,
?; �C��,
y e L. Co d, City Clerk
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-•_ Document B151 - 1997
Abbreviated Standard Form of Agreement Befinreen Owner and Architect
AGREEMENT made as of the y.'1_h day of �Q;�n�il
in the year of 'LOU7
(In words, indicate day, month and year)
BETWEEN the Architect's client identified as the Owner: ,
(Name, address and other information) This document has important
�.1�y of Cape Gi rardeau legal consequences.
�U1 Independence Street Consultationwith an attorney
P U Box �il� is encouraged with respectto
Cape Gi rardeau, �•10 6370'L-U617 its compietion or modification.
and the Architect:
(Name, address and other information) `'
Phillip B. Smith, /�rchi`tect LLC
101 S. Farrar Drive, Suite 2U1
Cape Gi rar•deau, ftU 63701
For the following Project:
(Include detailed description of Project)
Ex�teriar renovation of hangar located at 438 Rush H. Limbaugh Memorial Dr.
Cape Girardeau Retional Airport.
Work to include:
Residing of existing building, including exterior walls and roof.
Ndd bracing for bi-fold door.
Provide construction documents for addition at East. l�ddition to
include office space' and ADA bathroom.
The re-siding project wi`ll be bid at prevailing wage.
The addition will be constructed by the tenant and 4vi11 not bea public bid
project.
The Owner and Architect agree as follows.
AIA Document B151^"—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, 1
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
ARTICLE 1 ARCHITECT'S RESPONSIBILITIES
§1.1 T'he services performed by the Architect,Architect's employees and Architect's consultants shall be as enumerated
in Arkicles 2, 3 and 12.
§1.2 The Architect's services shall be performed as expeditiously as is consistent with professional'skill and caze and
the orderly progress of the Project.The Architect shall submit for the Owner's approval a seltedule for the performance
of the Architect's services which may be adjusted as the Project proceeds.This schedule shall include allowances for
periods of ume required for the Owner's review and for approval of submissions by authorities having jurisdiction over
the Project.Time limits established by this schedule approved by the Owner shaII'not,except for reasonable cause,be
exceeded by the Architect or Owner.
§1.3 The Architect shall designate a representative authorized to act on behalf of the Architect with respect to the
Project.
§1.4 The services covered by this Agreement are subject to the time limitations contained in Section 11.5.1.
ARTICLE 2 SCOPE OF ARCHITECT'S BASIC SERVICES
§2.1 DEFINITION
The Architect's Basic Services consist of those described in Sections 2.2 through 2.6 and any other services identified in
Article 12 as part of Basic Services,and include normal structural,mechanical and electrical engineering services.
§2.2 SCHEMATIC DESIGN PHASE
§2.2.1 The Architect shall review the program furnished by the Owner to ascertain the requirements of the Project and
shall arrive at a mutual understanding of such requirernents with the Owner.
§2.2.2 The Architect shall provide a preliminary evaluation of the Owner's program,schedule and construction budget
requirements,each in terms of the other,subject to the limitations set forth in Section 5.2.L
§2.2.3 The Architect shall review with the Owner altemative approaches to design and construction of the Project.
§2.2.4 Based on the mutually agreed-upon program, schedule and construction budget requirements,the Architect shall
prepare,for approval by the Owner, Schematic Design Documents consisting of drawings and other documents
illustrating the scale and relationship of Project components.
§2.2.5 The Architect shall submit to the Owner a preliminary estimate of Construction Cost based on current area,
volume or similar conceptual estimating techniques.
§2.3 DESIGN DEVELOPMENT PHASE
§2.3.1 Based on the approved Schematic Design Documents and any adjustments authorized by the Owner in the
program,schedule or construction budget,the Architect shall prepare,for approval by the Owner,Design Development
Documents consisting of drawings and other documents to fix and describe the size and character of the Project as to
architectural,structural,mechanical and electrical systems, materials and such other elements as may be appropriate.
§2.3.2 The Architect shall advise the Owner of any adjustments to the preliminary estimate of Construction Cost.
§2.4 CONSTRUCTION DOCUMENTS PHASE
§2.4.1 Based on the approved Design Development Documents and any further adjustments in the scope or c}uality of
the Project or in the construction budget authorized by the Owner,the Architect shall prepaze,for approval'by the
Owner,Construction Documents consisting of Drawings and Specifications setting forth in detail the requirements for
the construction of the Project.
§2.4.2 The Architect shail assist the Owner in the preparation of the necessary bidding information,bidding forms,the
Conditions of the Contract, and the form of Agreement between the Own�r and Gontractor.
§2.4.3 The Architect shall advise the Owner of any adjustments to previous preliminary estimates of Construction Cost
indicated by changes in requirements or general market conditions.
AIA Document B151 TM—1997.Copyright m 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document,
or any portion of it,may result in severe civil and criminal penaitieS,and will be prosecuted to the maxfmum extent possible under the law. 2
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
a
§2.4.4 The Architect shall assist the Owner in connection with the Owner's responsibility for filing documents required
for the approval of governmental authorities having jurisdiction over the Project.
§2.5 BIDDING OR NEGOTIATION PHASE
The Architect,following the Owner's approval of the Construction Documents and of the latest preliminary estimate of
Construction Cost, shall assist the Owner in obtaining bids or negotiated proposals and assist in awarding and preparing
contracts for construction.
§2.6 CONSTRUCTION PHASE—ADMINISTRATION OF THE CONSTRUCTION CONTRACT
§2.6.1 The Architect's responsibility to provide Basic Services for the Construction Phase under this Agreement
commences with the award of the initial Contract for Construction and terminates at the earlier of the issuance to the
Owner of the final Certificate for Payment or 60 days after the date of Substantial Completion of the Work.
§2.6,2 The Architect shall provide administration of the Contract for Construction as set forth below and in the edition
of AIA Document A201,General Conditions of the Contract for Construction,current as of the date of this Agreement,
unless otherwise provided in this Agreement.Modifications made to the General Conditions,when adopted as part of
the Contract Documents,shall be enforceabie under this Agreement only to the extent that they are consistent with this
Agreement or approved in writing by the Architect.
§2.6.3 Duties,responsibilities and limitations of authority of the Architect under this Section 2.6 shall not be restricted,
modified or extended without written agreement of the Owner and Architect with consent of the Contractor,which
consent will not be unreasonably withheld.
§2.6.4 The Architect shall be a representative of and shail advise and consult with the Owner during the administration
of the Contract for Construction.The Architect sha11 have authority to act on behalf of the Owner only to fihe extenf
provided in this Agreement unless otherwise mQdified by written amendment.
§2.6.5 The Architect,as a representative of the Owner,shall visit the site at intervals appropriate to the stage of the
Contractor's operations,or as otherwise agreed by the Owner and the Architect in Article 12,('1)to become generally
familiar with and to keep the Owner informed about the progress and quality of the portion of the Work completed, (2)
to endeavor to guard the Owner against defects and deficiencies in the Work,:and(3)to deternune in general if the
Work is being performed in a manner indicating that the Work, when fully`completed, will be in accordance with the
Contract Documents.However,the Architect shall not be required to make exhaustive or continuous on-site inspections
to check the quality or quantity of the Work.The Architect shall neither have control over or charge of,nor be
responsible for,the construction means,methods,techniques,sequences or procedures,or for safety precautions and
programs in connection with the Work, since these are solely the Contractor's rights and responsibilities under the
Contract Documents.
§2.6.6 The Architect shall report to the Owner known deviations from the Contract Documents and from the most
recent construction schedule submitted by the Contractor.However,the Architect shall not be responsible for the
Contractor's failure to perform the Work in accordance with the requirements of the Contract Documents.The Architect
shall be responsible for the Architect's negligent acts or omissions,but shall not have control over or charge of and shall
not be responsible for acts or omissions of the Contractor,Subcontractors,or their agents or employees,or of any other
persons or entities performing portions of the Work.
§2.6.7 The Architect shall at all times have access to the Work wherever it is in preparation or progress.
§2.6.8 Except as otherwise provided in this Agreement or when direct communications have been specially authorized,
the Owner shall endeavor to communicate with the Contractor through the Architect about matters arising out of or
relating to the Contract Documen;ts.Communications by and with the Architect's consultants shall be through the
Arctutect.
§2.6.9 CERTIFICATES FOR PAYMENT
§2.6.9.1 The Architect shall review and certify the amounts due the Contractor and shall issue certificates in such
amounts.
AIA Document B151TM—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and Internationai Treaties.Unauthorized reproduction or distribution of this AIA�Document, 3
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsei,copyright@aia.org.
�
§2.6.9.2 The Architect's certification for payment shall constitute a representation to the Owner,based on the Architect's
evaluation of the Work as provided in Section 2.6.5 and on the data comprising the Contractor's Application for
Payment,that the Work has progressed to the point indicated and that,to the best of the Architect's knowledge,
information and belief,the quality of the Work is in accordance with the Contract Documents.The foregoing
representations are subject(1)to an evaluation of the Work for conformance with the Contract I?ocuments upon
Substantial Completion,(2)to results of subsequent tests and inspections, (3)to correction<of minor deviations from the
Contract Documents prior to completion, and(4)to specific qualifications expressed by tfie Architect.
§2.6.9.3 The issuance of a Certificate for Payment shall not be a representation thai the Architect has(1)made
eJchaustive or continuous on-site inspections to check the quality or quaniity of the Work, (2)reviewed construction
means,methods,techniques, sequences or procedures,(3)reviewed copies of requisitions received from Subcontractors
and material suppliers and other data requested by the Ownez to>snbstantiate the Contractar's right to payment,or(4)
ascertained how or for what purpose the Contractor has used money previously paid on account of the Contract Sum.
§2.6.10 The Architect sha11 have authority to reject Work that does not conform to the Contract Documents.Whenever
the Architect considers it necessary or advisable,the Architect shall have authority to require inspection or testing of the
Work in accordance with the provisions of the Contract Documents, whether or not such Work is fabricated,installed or
completed. However,neither this authority of the Architect nor a decision made in good faith either to exercise or not to
exercise such authority shall give rise to a duty or responsibility of the Architect to the Contractor, Subcontractors,
material and equipment suppliers,their agents or employees or other persons or entities perfornung portions of the
Work.
§2.6.11 The Architect shall review and approve or take other appropriate action upon the Contractor's submittals such as
Shop Drawings,Product Data and Samples,but only'f�r the limited purpose of checking for conformance with
information given and the design concept exgressed in the Contract Documents.The Architect's action shalt be taken
with such reasonable promptness as to cause no delay in the Work or in the activities of the Owner,Contractor or
separate contractors, while allowing sufficient time in the Architect's professional judgment to perrnit adequate review.
Review of such submittals is not canducted for the purpose of determining the accuracy and cornpleteness of other
details such as dimensions and quantities,or for substantiating instructions for installation or performance of equipment
or systems,all of which remain the responsibility of the Contractor as required by the Contract Documents.The
Architect's review shall not constitute approval of safety precautions or,unless oth�rwise specifically stated by the
Architect,of any construction means,methods,techniques, sequences or procedures.The Architect's approval of a
specific item shall not indicate approval of an assembly of which the item is a component.
§2.6.12 If professional design services or certifications by a design professional related to systems,materials or
equipment are specifically required of the Contractor by the Contract Documents,the Architect shall specify appropriate
performance and design criteria that such services must satisfy. Shop Drawings and other submittals related to the Work
designed or certified by the design professional retained by the Contractor shall bear such professional's written
approval when submitted to the Architect.The Architect shall be entitled to rely upon the adequacy, accuracy and
completeness of the services,certifications or approvals performed by such design professionals.
§2.6.13 The Architect shall prepare Change Orders and Construction Change Directives, with supporting documentation
and data if deemed necessary by the Architect as provided in Sections 3.1.1 and 33.3,for the Owner's approval and
execution in accordance with the Contract Documents,and may authorize minor changes in the Work not involving an
adjustment in the Contract Sum or an extension of the Contract Time which are consistent with the intent of the
Contract Documents.
§2.6.14 The Architect shall conduct inspecuons to determine the date or dates of Substantial CompleCion and the date of
final completion,shall receive from ttte Contractor and forward to the Owner,for the Owner's review and records,
written warranties and related documents required by the Contract Documents and assembled by the Contractor,and
shall issue a final Certificate for Payment based upon a final inspection indicating the Work complies with the
requirements of the Contracr pocuments.
§2.6.15 The Architect shall interpret and decide matters concerning perforinance of the Owner and Contractor under,
and requirements of,the Contract Documents on written request of either the Owner or Contractor.The Architect's
response to such requests shall be made in writing within any time limits agreed upon or otherwise with reasonable
promptness.
AIA�Document B151TM—1997.Copyright�O 7974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
. AIA Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document,
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law. 4
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
§2.6.16 Interpretations and decisions of the Architect shall be consistent with the intent of and reasonably inferable from
the Contract Documents and shail be in writing ar in the form of drawings.When making such interpretations and initial
decisions,the Architect shall endeavor to secure faithful performance by both Owner and Contractor, shall not show
partiality to either, and shall not be liable for results of interpretations or decisions so rendered in good faith.
§2.6.17 The Architect shall render initial decisions on claims,disputes or other matters in,question between the Owner
and Contractor as provided in the Contract Documents.However,the Architect's decisions an matters relating to
aesthetic effect shall be final if consistent with the intent expressed in the Contracf Documents.
§2.6.18 The Architect's decisions on claims,disputes or other matters in question between the Owner and Contractor,
except for those relating to aesthetic effect as provided in Section 2.6.17,shall be subject to mediation and arbitration as
provided in this Agreement and in the Contract Documents.
ARTICLE 3 ADDITIONAL SERVICES
§3.1 GENERAL
§3.1.1 The services described in this Article 3 are not included in Basic Services unless so identified in Article 12,and
they shall be paid for by the Owner as provided in this Agreement, in addition to the compensation for Basic Services.
The services described under Sections 3.2 and 3.4 shall only be provided if authorized or confirmed in writing by the
Owner.If services described under Contingent Additional Services in Section 3.3 are required due to circumstances
beyond the Architect's control,the Architect shall notify the Owner prior'to commencing such services.If the Owner
deems that such services described under Section 3.3 are not required,the Owner shall give prompt written notice to the
Arclutect.If the Owner indicates in writing that all or part of sueh Contingent Additional Services are not required,the
Architect shall have no obligation to provide those services:
§3.2 PROJECT REPRESENTATION BEYOND BASIC SERVICES
§3.2.1 If more extensive representation ai the site than is described in Section 2.6.5 is required,the Architect shall
provide one or more Project Representatives to assist in carrying out such additional on-site responsibilities.
§3.2.2 Project Representatives shall be selected,employed and directed by the Architect,and the Architect shall be
compensated therefor as agreed by the Owner and Architect.The duties,responsibilities and limitations of authority of
Project Representatives shall be as described in the edition of AIA Document B352 cunent as of the date of this
Agreement,unless otherwise agreed.
§3.2.3 Through the presence at the site of such Project Representatives,the Architect shall endeavor to provide further
protection for the Owner against defects and deficiencies in the Work,but the furnishing of such project representation
shall not modify the rights,responsibilities or obligations of the Architect as described elsewhere in this Agreement.
§3.3 CONTINGENT ADDITIONAL SERVICES
§3.3.1 Making revisions in drawings, specifications or other documents when such revisions are:
.1 inconsistent with approvals or instructions previously given by the Owner,including revisions made
necessary by adjustments in the Owner's program or Project budget;
.2 required by the enactment or revision of codes,laws or regulations subsequent to the preparation of such
documents;or
.3 due to changes required as a result of the Owner's failure to render decisions in a timely manner.
§3.3.2 Providing services required because of significant changes in the Project including,but not limited to,size,
quality,complexity,the Owner's schedule,or the method of bidding or negotiating and contracting for construction,
except for services required under Section 5.25,
§3.3.3 Preparing Drawings,SpeeificaCions and other documentation and supporting data,evaluating Contractor's
proposals,and providing ot�er services in connection with Change Orders and Construction Change Directives.
§3.3.4 Providing services in connection with evaluating substitutions proposed by the Contractor and making
subsequent revisions to Drawings,Specifications and other documentation resulting therefrom.
§3.3.5 Providing consultation concerning replacement of Work damaged by fire or other cause during construction,and
furnishing services required in connection with the replacement of such Work.
AIA Document 6151T""—1997.CopyrightOO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law a�d International Treaties.Unauthorized reproduction or distribution of this AIA�Document, 5
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
§3.3.6 Providing services made necessary by the default of the Contractor,by major defects or deficiencies in the Work
of the Contractor,or by failure of performance of either the Owner or Contractor under the Contract for Construction.
§3.3.7 Providing services in evaluating an extensive number of claims submitted by the Contractor or others in
connection with the Work.
§3.3.8 Providing services in connection with a public hearing, a dispute resolution proceeding'or a legal proceeding
except where the Architect is party thereta
§3.3.9 Preparing documents for altemate,separate or sequential bids or providing services in connection with bidding,
negotiation or construction prior to the completion of the Construction Documents Phase.
§3.4 OPTIONAL ADDITIONAL SERVICES
§3.4.1 Providing analyses of the Owner's needs and programming the requirements of the Project.
§3.4.2 Providing financial feasibility or other special studies.
§3.4.3 Providing planning surveys,site evaluations or comparative studies of prospective sites.
§3.4.4 Providing special surveys,environmental studies and submissions'required for approvals of governmental
authorities or others having jurisdiction over the Project.
§3.4.5 Providing services relative to future facilities, systems and equipment.
§3.4.6 Providing services to investigate e�sting conditions or facilities or to make measured drawings thereof.
§3.4.7 Providing services to verify the accuracy of drawings or other information furnished by the Owner.
§3.4.8 Providing coordination of construction performed by separate contractors or hy the Owner's own forces and
coordination of services required in connection with construction performed and equipment supplied by the Owner.
§3.4.9 Providing services in connection with the work of a construction manager or separate consultants retained by the
Owner.
§3.4.10 Providing detailed estimates of Construction Cost.
§3.4.11 Providing detailed quantity surveys or inventories of material,equipment and labor.
§3.4.12 Providing analyses of owning and operating costs.
§3.4.13 Providing interior design and other similar services required for or in connection with the selection,
procurement or installation of furniture,furnishings and related equipment.
§3.4.14 Providing services for planning tenant or rental spaces.
§3.4.15 Making investigations,inventories of materials or equipment,or valuations and detailed appraisals of existing
facilities.
§3.4.16 Preparing a set of reproducible record drawings showing significant changes in the Work made'during
construction based on marked-up prints,drawings and other data furnished by the Contractbr Eo the Architect.
§3.4.17 Providing assistance in the utilization of equipment or systems such as testing,adjusting and balancing,
preparation of operation and maintenance manuals,training personnel for operat�on and maintenance, and consultation
during operation.
AIA Document 6151TM—1997.Copyright�O 1974,1978,1987,and 1997 by The American Institute of Architects.All rlghts reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document,
or any portion of it,may result in severe civil and criminal penaities,and will be prosecuted to the maximum extent possible under the law. s
Purchasers are permitted to reproduce ten(10)copies of this documenf when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
�
§3.4.18 Providing services after issuance to the Owner of the final Certificate for Payment,or in the absence of a final
Certificate for Payment,more than 60 days after the date of Substantial Completion of the Work.
§3.4.19 Providing services of consultants for other than architectural, structural,mechanical and electrical engineering
portions of the Project provided as a part of Basic Services.
§3.4.20 Providing any other services not otherwise included in this�lgreement or not custoirtarily fumished in
accordance with generally accepted architectural practice.
ARTICLE 4 OWNER'S RESPONSIBILITIES
§4.1 The Owner shall provide full information in a timely manner<�'egarding requirements for and limitations on the
Project,including a written program which shall set forth the Ownet's objectives,schedule,constraints and criteria,
inciuding space requirements and relationships,fle�cibility,expandability, special equipment, systems and site
requirements.The Owner sha11 furnish to the Architect,within 15 days after receipt of a written request,information
necessary and relevant for the Architect to evaluate,give notice of or enforce lien rights.
§43 The Owner shall establish and periodically update an overall budget for the Project,including the Construction
Cost,the Owner's other costs and reasonable contingencies related to all of these costs.
§4.3 The Owner shall designate a representative authorized to act on the Owner's behalf with respect to the Project.The
Owner or such designated representative shall render decisions in a<tirnely'manner pertaining to documents submitted
by the Architect in order to avoid unreasonable delay in the orderly and sequential progress of the Architect's services.
§4.4 The Owner shall furnish surveys to describe physical ehazacteristics,legal limitations and utility locations'for-the
site of the Project,and a written legal descriptiqn of the site.The surveys and legal information shall include,as `
applicable,grades and lines of streets,alleys,pavements and adjouung property and structures;adjacent'drainage;
rights-of-way,restrictions,easements,encroachments,zoning,deed restrictions,boundaries and:contours of the site;
locations,dimensions and necessary data with respect to existing buildings,other improvements and trees;and
information concerning available utility services and lines,both public and private, above and below grade,including
inverts and depths.All the information on the survey shall be referenced to a Project Uenchmazk.
§4.5 The Owner shall fumish the services of geotechnical engineers when s�ach services are requested by the Architect.
Such services may include but aze not limited to test borings,test pits,determinations of soii bearing values,percolation
tests,evaluations of hazardous materials,ground corrosion tests and resistivity tests,including necessary operations for
anticipating subsoil conditions,with reports and appropriate recommendations.
§4.6 The Owner shall furnish the services of consultants other than those designated in Section 4.5 when such services
are requested by the Architect and are reasonably required by the scope of the Project.
§4.7 T'he Owner shall furnish structural,mechanical,and chemical tests;tests for air and water pollution;tests for
hazardous materials;and other laboratory and environmental tests,inspections and reports required by law or the
Contract Documents.
§4.8 The Owner shall furnish all legal,accounting and insurance services that may be necessary at any time for the
Project to meet the Owner's needs and interests. Such services shall include auditing services the Owner may require to
verify the Contractor's Applications for Payment or to ascertain how or for what purposes the Contractor has used the
money paid by or on behalf of the Owner.
§4.9 The services,information,surveys and reports required by Sections 4.4 through 4.8 shall be furnished at the
Owner's expense,and the Arctutect shall be entitled to rely upon the accuracy and completeness-thereof.
§4.10 The Owner shall provide prompt written notice to the Architect if the Owner becomes aware of any fault or defect
in the Project,including any enors,omissions or inconsistencies in the Arcttite�t'�Instruments of Service.
AIA Document 6151T"�—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, ,,
or any portion of it,may result in severe civil and criminal penaities,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
ARTICLE 5 CONSTRUCTION COST
§5.1 DEFINITION
§5.1.1 The Construction Cost shall be the total cost or,to the extent the Project is not completed,the estimated cost to
the Owner of all elements of the Project designed or specified by the Architect.
§5.1.2 The Construction Cost shall include the cost at current market rates of labor and materials fumished by the
Owner and equipment designed, specified,selected or specially provided for by the Arclutect,including the costs of
management or supervision of construction or installation provided by a separate cnnstruction manager or contractor,
plus a reasonable allowance for their overhead and profit. In addition,a reasonable ailowance for contingencies shall be
included for market conditions at the time of bidding and for changes in the Work.
§5.1.3 Construction Cost does not include the compensation of the Architect and the Architect's consultants,the costs of
the land,rights-of-way and financing or other costs that aze the responsibility of the Owner as provided in Article 4.
§5.2 RESPONSIBILITY FOR CONSTRUCTION COST
§5.2.1 Evaluations of the Owner's Project budget,the preliminary estimate of Construction Cost and detailed estimates
of Construcrion Cost,if any,prepazed by the Architect,represent the Architect's judgment as a design professional
familiar with the construction industry.It is recognized,however,that neither the Architect nor the Owner has control
over the cost of labor,materials or equipment,over the Contractor's methods of determining bid prices,or over
competitive bidding,mazket or negotiating conditions.Accordingly,the Architect cannot and does not warrant or
represent that bids or negotiated prices will not vary from the Owner's Project budget or from any estimate of
Construction Cost or evaluation prepazed or agreed to by the Architect.
§5.2.2 No fixed limit of Construction Cost shall be estahlished as a condition of this Agreement by the furnishing,
proposal or establishment of a Project budget,unless'such fixed limit has been agreed upon in writing and signed by the
parties hereto.If such a fixed limit has be�n es�ablished,the Architect shall be pernutted to include cantingencies for
design,bidding and price escalation,to determine what materials,equipment,component systems artd types of
construction are to be included in the Contract Documents,to make reasonable adjustments in the scope of the Project
and to include in the Contract Documents alternate bids as may be necessary to adjust the Construction Cost to the fixed
limit.Fixed limits,if any,shall be increased in the amount of an increase in the Contract Sum occurring after execution
of the Contract for Construction.
§5.2.3 If the Bidding or Negotiation Phase has not commenced within 90 days after the Architect submits the
Construction Documents to the Owner,any Project budget or fixed limit of Construction Cost shall be adjusted to
reflect changes in the general level of prices in the construction industry.
§5.2.4 If a fixed limit of Construction Cost(adjusted as provided in Section 5.2.3)is exceeded by the lowest bona fide
bid or negotiated proposal,the Owner shall:
.1 give written approval of an increase in such fixed limit;
.2 authorize rebidding or renegotiating of the Project within a reasonable time;
.3 terminate in accordance with Section 8.5;or
.4 cooperate in revising the Project scope and quality as required to reduce the Construction Cost.
§5.2.5 If the Owner chooses to proceed under Section 5.2.4,4,the Architect,without additional compensation, shall
modify the documents for which the Architect is responsibl�under this Agreement as necessary to comply with the
fixed limit,if established as a condition of this Agreement.The modification of such documents without cost to the
Owner shall be the limit of the Architect's responsibility under this Section 5.2.5.The Architect shall be entitled to
compensation in accordance with this Agreement for all services performed whether or not the Construct�on'Phase is
commenced.
ARTICLE 6 USE OF ARCHITECT'S 1NSTRUMENTS OF SERVICE
§6.1 Drawings,specifications and other documents,including those in electronic form,prepared by the Architect and
the Architect's consuitants aze Instruments of Service for use solely with respect to this Project.The Architect and the
Architect's consultants shall be deemed the authors and owners of their respective Instruments of Service and shall
retain all common law,statutory and other reserved rights,including copyrights.
AIA Document B151T�—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document,
or any portion of it,may result in severe civil and criminai penalties,and will be prosecuted to the maximum extent possibie under the law. 8
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
§6.2 Upon execution of this Agreement,the Architect grants to the Owner a nonexclusive license to reproduce the
Architect's Instruments of Service solely for purposes of constructing,using and maintaining the Project,provided that
the Owner shall comply with all obligations,including prompt payment of all sums when due,under this Agreement.
The Architect shall obtain similaz nonexclusive licenses from the Architect's consultants consistent with this
Agreement.Any termination of this Agreement prior to completion of the Project shall terminate;<tkus license.Upon
such termination,the Owner shall refrain from making further reproductions of Instruments of Service and shall return
to the Architect within seven days of termination all originals and reproductions in the Owner s possession or control.If
and upon the date the Architect is adjudged in default of this Agreement,the foregoing license shall be deemed
temunated and replaced by a second,nonexclusive license permitting the Owner to authorize other similarly
credentialed design professionals to reproduce and,where pernutted by law,ta make changes,corrections or additions
to the Instruments of Service solely for purposes of completing,using and maintaining the Project.
§6.3 Except for the licenses granted in Section 6.2,no other<license or right shall be deemed granted or implied under
this Agreement.The Owner shall not assign,delegate,sublicense,pledge or otherwise transfer any license granted
herein to another party without the prior written agreement of the Architect. However,the Owner shall be permitted to
authorize the Contractor,Subcontractors, Sub-subcontractors and material or equipment suppliers to reproduce
applicable portions of the Instruments of Service appropriate to and for use in their execution of the Work by license
granted in Section 6,2. Submission or distribution of Instruments of Service to meet o�cial regulatory requirements or
for similar purposes in connection with the Project is not to be construed as publication in derogation of the reserved
rights of the Architect and the Architect's consultants.The Owner shall not use the Instruments of Service for future
additions or alterations to this Project or for other projects,unless the Owner obtains the prior written agreement of the
Architect and the Architect's consultants. Any unauthorized use of'the'Instruments of Service shall be at the Owner's
sole risk and without liability to the Architect and the Architeet's consultants.
§6.4 Prior to the Architect providing to the Owner any Instruments of Service in electronic form or the Owner providing
to the Architect any electronic data for incorporafron into the Instruments of Service,the Owner and the Architect shall
by sepazate written agreement set forth the:specific conditions governing the format of such Instruments of Service or
electronic data,including any special limitations or licenses not otherwise provided in this:Agreement.
ARTICLE 7 DISPUTE RESOLUTION
§7.1 MEDIATION
§7.1.1 Any claim,dispute or other matter in question arising out of or relafed to this Agreement shall be subject to
mediation as a condition precedent to arbitration or the institution of legal or equitable proceedings by either party.If
such matter relates to or is the subject of a lien arising out of the Architect's services,the Architect may proceed in
accordance with applicable law to comply with the lien notice or filing deadiines prior to resolution of the matter by
mediation or by arbitration.
§7.1.2 The Owner and Architect shall endeavor to resolve claims,disputes and other matters in question between them
by mediation which,unless the parties mutually agree otherwise, shall be in accordance with the Construction Industry
Mediation Rules of the American Arbitration Association currently in effect. Request for mediation shall be filed in
writing with the other party to this Agreement and with the American Arbitration Association.The request may be made
concurrently with the filing of a demand for azbitration but,in such event,mediation shall proceed in advance of
arbitration or legal or equitable proceedings, which shall be stayed pending mediation for a period of 60 days from the
date of filing,unless stayed for a longer period by agreement of the parties or court order.
§7.1.3 The parties shall share the mediator's fee and any fiiing fees equally.The mediation shall be held in the place
where the Project is located,unless another location is mutually agreed upon.Agreements reached in m�diati4n shall be
enforceable as settlement agreements in any court having jurisdiction thereof.
§7.2 ARBITRATION
§7.2.1 Any claim,dispute or othier matter in question arising out of or related to tkus Agreement shall be subject to
arbitration.Prior to arbiCcat�on,the parties shall endeavor to resolve disputes by mediation in accordance with
Section 7.L
AIA Document B151 TM—7997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rfghts reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and Internationai Treaties.Unauthorized reproduction or distribution of this AIA�Document, 9
or any portion of it,may result in severe civil and criminal penalties,and wili be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
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§7.2.2 Claims,disputes and other matters in question between the parties that are not resolved by mediation shall be
decided by arbitration which,unless the parties mutually agree otherwise,shall be in accordance with the Construction
Industry Arbitration Rules of the American Arbitration Association currently in effect.The demand for arbitration shall
be filed in writing with the other party to this Agreement and with the American Arbitration Association.
§7.2.3 A demand for azbitration shall be made within a reasonable time after the claim,dispute orother matter in
question has arisen. In no event shall the demand for arbitration be made after the datE when institution of legal or
equitable proceedings based on such claim,dispute or other matter in question would be barred by the applicable statute
of limitations.
§7.2.4 No arbitration arising out of or relating to this Agreement shall inctude,by consolidation or joinder or in any
other manner,an additional person or entity not a party to this Agreem�nt,except by written consent containing a
specific reference to this Agreement and signed by the Owner,Architect,and any other person or entity sought to be
joined.Consent to arbitration involving an additional person or entity shall not constitute consent to arbitration of any
claim,dispute or other matter in question not described in the written consent or with a person or entity not named or
described therein.The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or
entity duly consented to by parties to this Agreement shall be specifically enforceable in accordance with applicable law
in any court having jurisdiction thereof.
§7.2.5 The award rendered by the arbitrator or arbitrators shall be final,and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§7.3 CLAIMS FOR CONSEQUENTIAL DAMAGES
The Architect and Owner waive consequential damages for claims,disputes or other matters in question arising out of
or relating to this Agreement.This mutual waiver is,applicable,without limitation,to all consequential damages due to
either party's termination in accordance with Article 8:
ARTICLE 8 TERMINATION OR SUSPENSlON
§8.1 If the Owner fails to make payments to the Architect in accordance with this Agreement,sueh'failure shall be
considered substantial nonperformance and cause for termination or,at the Architect's option,cause for suspension of
performance of services under this Agreement. If the Architect elects to suspend services,prior to suspension of
services,the Architect shall give seven days'written notice to the Owner.In the event of a suspension of services,the
Architect shall have no liability to the Owner for delay or damage caused the Owner because of such suspension of
services.Before resuming services,the Architect shall be paid all sums due prior to suspension and any expenses
incurred in the interruption and resumption of the Architect's services.The Architect's fees for the remaining services
and the time schedules shall be equitably adjusted.
§8.2 If the Project is suspended by the Owner for more than 30 consecutive days,the Architect shall be compensated for
services performed prior to notice of such suspension.When the Project is resumed,the Architect shall be compensated
for expenses incuned in the interruption and resumption of the Architect's services.The Architect's fees for the
remaining services and the time schedules shall be equitably adjusted.
§8.3 If the Project is suspended or the Architect's services are suspended for more than 90 consecutive days,the
Architect may terminate this Agreement by giving not less than seven days'written notice.
§8.4 This Agreement may be temunated by either party upon not less than seven days'written notice should the other
party fail substantially to perform in accordance with the terms of this Agreement through no fault of the party initiating
the termination.
§8.5 This Agreement may be ternunated by tihe Owner upon not less than seven days'written notice to the Architect for
the Owner's convenience and withoutcause.
§8.6 In the event of termination not the fault of the Architect,the Architect shall be compensated for services performed
prior to termination,together with Reimbursable Expenses then due and all Ternunation Expenses as defined in Section
8.7.
AIA Document B151 TM-1997.Copyright 0O 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA°Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, 10
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
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§8.7 Ternunat�on Expenses are in addition to compensation for the services of the Agreement and include expenses
directly attributable to termination for which the Architect is not otherwise compensated,plus an amount for the
Architect's anticipated profit on the value of the services not performed by the Architect.
ARTICLE 9 MISCELLANEOUS PROVISIONS
§9.1 This Agreement shall be governed by the law of the principal place of business of the Architecf,unless otherwise
provided in Article 12.
§9.2 Terms in this Agreement shall have the same meaning as those in the edition'of'AIA Document A201,General
Conditions of the Contract for Construction,current as of the date of this Agreement.
§9.3 Causes of action between the parties to this Agreement pertaining to acts or failures to act shall be deemed to have
accrued and the applicable statutes of limitations shall commence to run not later than either the date of Substantial
Completion for acts or failures to act occurring prior to Substantial Completion or the date of issuance of the final
Certificate for Payment for acts or failures to act occurring after Substantial Completion.In no event shall such statutes
of limitations commence to run any later than the date when the Architect's services aze substantially completed.
§9.4 To the extent damages are covered by property insurance during constcvction,the Owner and Architect waive all
rights against each other and against the contractors,consultants,agents and employees of the other for damages,except
such rights as they may have to the proceeds of such insurance as set forth in the edition of AIA Document A201,
General Conditions of the Contract for Construction,current as of the date'of this Agreement.The Owner or the
Architect,as appropriate,shall require of the contractors,consaltants,agents and employees of any of them similar
waivers in favor of the other parties enumerated herein. `
§9.5 The Owner and Architect,respectively,bind tllemselves,their partners, successors,assigns and legal
representatives to the other party to this Agreement and to the partners,successors,assigns and legaJ representatives of
such other party with respect to all covenants of this Agreement.Neither the Owner nor the Architect shall assign this
Agreement without the written consent of the other,except that the Owner may assign this Agreement to an institutional
lender providing financing for the Project. In such event,the lender shall assume the Owner's rights and obligations
under this Agreement.The Architect shall execute all consents reasonably requued to facilitate such assignment.
§9.6 This Agreement represents the entire and integrated agreement between the Owner and the Architect and
supersedes all prior negotiations,representations or agreements,either written or oral.This Agreement may be amended
only by written instrument signed by both Owner and Architect.
§9.7 Nothing contained in this Agreement sha11 create a contractual relationship with or a cause of action in favor of a
third party against either the Owner or Architect.
§9.8 Unless otherwise provided in this Agreement,the Architect and Architect's consultants shall have no responsibility
for the discovery,presence,handling,removal or disposal of or exposure of persons to hazardous materials or toxic
substances in any form at the Project site.
§9.9 The Architect shall have the right to include photographic or artistic representations of the design of the Project
among the Architect's promotional and professionai materiais.The Architect shall be given reasonable access to the
completed Project to make such representations.However,the Architect's materials shall not include the Owner's
confidential or proprietary information if the Owner has,previously advised the Architect in writing of the specific
information considered by the Owner to be confidential or proprietary.The Owner shall provide professional credit for
the Architect in the Owner's promotional materiais for the Project.
§9.10 If the Owner requests ttte Architect to execute certificates,the proposed language of such certificates shall be
submitted to the Architect for review at least 14 days prior to the requested dates of execution.The Architect shall not
be required to execute certificates that would require knowledge,services or responsibilities beyond the scope of this
Agreement.
AIA Document B151 TM-1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized�eproduction or distribution of this AIA�Document, '�
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To repoR copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
.
ARTICLE 10 PAYMENTS TO THE ARCHITECT
§10.1 DIRECT PERSONNEL EXPENSE
Direct Personnel Expense is defined as the direct salaries of the Architect's personnel engaged on the Project and the
portion of the cost of their mandatory and customary contributions and benefits related thereto,such as employment
taxes and other statutory employee benefits,insurance,sick leave,holidays,vacations,employee:;retirement plans and
similar contributions.
§10:2 REIMBURSABLE EXPENSES
§10.2.1 Reimbursable Expenses are in addition to compensation for Basic and Additional Services and include expenses
incurred by the Architect and Architect's employees and consultants directly related to the Project,as identified in the
following Clauses:
.1 transportation in connection with the Project,autllorized out-of-town travel and subsistence,and
electronic communications;
.2 fees paid for securing approval of authorities having jurisdiction over the Project;
.3 reproductions,plots,standard form documents,postage,handling and delivery of Instruments of Service;
.4 expense of overtime work requiring higher than regular rates if authorized in advance by the Owner;
.5 renderings,models and mock-ups requested by the Owner;
.6 expense of professional liability insurance dedicated exclusively to this Project or the expense of
additional insurance coverage or limits requested by the Owner in excess of that normally carried by the
Architect and the Architect's consultants;
.7 reimbursable expenses as designated in Article 12;;
.8 other similar d'uect Project-related expenditures:
§10.3 PAYMENTS ON ACCOUNT OF BASIC SERVICES
§10.3.1 An initial payment as set forth in Section 11:1 is the minimum payment under this Agreement.
§10.3.2 Subsequent payments for Basic Sezvices shall be made monthly and,where applicable,sha11 be in proportion to
services performed within each phase<of service,on the basis set forth in Section 11.2.2.
§10.3.3 If and to the extent that the time initially established in Section 11.5.1 of this Agreement is exceeded or
extended through no fault of the Architect,compensation for any services rendered during the additional period of time
shall be computed in the manner set forth in Section 11.3.2.
§10.3.4 When compensation is based on a percentage of Construction Cost and any portions of the Project aze deleted or
otherwise not constructed,compensation for those portions of the Project shall be payable to the extent services are
performed on those porkions,in accordance with the schedule set forth in Section 11.2.2,based on(1)the lowest bona
fide bid or negotiated proposal,or(2)if no such bid or proposal is received,the most recent preliminary esrimate of
Construction Cost or detailed estimate of Construction Cost for such portions of the Project.
§10.4 PAYMENTS ON ACCOUNT OF ADDITIONAL SERVICES
Payments on account of the Architect's Additional Services and for Reimbursable Expenses shall be made monthly
upon presentation of the Architect's statement of services rendered or expenses incurred.
§10.5 PAYMENTS WITHHELD
No deducrions shall be made from the Architect's compensation on account of penalty,liquidated damages or other
sums withheld from payments to contractors,or on account of the cost of changes in the Work other than those for
which the Architect has been adjudged to be liable. '
§10.6 ARCHITECT'S ACCOUNTING RECORDS
Records of Reimbursable Expenses and expenses pertaining to Additional Services and services performed on the basis
of hourly rates or a multiple of Direct Personnel Expense shali be available to the Owner or the Owner's authorized
representative at mut�aliy convenient times.
AIA Document 6151 TM-1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproductio�or distribution of this AIA�Document,
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law. 12
Purchasers are pertnitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
The American Institute of Architects'legal counsel,copyright@aia.org.
ARTICLE 11 BASIS OF COMPENSATION
The Owner shall compensate the Architect as follows:
§11.1 An Initial Payment of zero
($ -0- )shall be made upon execution of this Agreement and credited to the Owner's account at final
payment.
§11.2 BASIC COMPENSATION
§11:2.1 For Basic Services,as described in Article 2,and any other services included in'<Article 12 as part of Basic
Services,Basic Compensation shall be computed as follows:
(Insert basis of compensation, including stipulated sums, multiples or percentages, and identify phases to which
particular methods of compensation apply, if necessary.)
Lump sum: $�3,500.00
§11.2.2 Where compensation is based on a stigulated sum or percentage of Construction Cost,progress payme�tts for
Basic Services in each phase shall total t�e fdllowing percentages of the total Basic Compensation payab�e:
(Insert additional phases as appropt'ittte.)
Schematic Design: percent( 20 %) `
Dr06#�L�00De�qpX1D�OKRb(r16J�: �DCI�JeIIIQC( XXXXX'X`�'Q)
Construction Documents Phase: percent(, '65 %)
Bidding or Negotiation Phase: percent`( 5 %)
Construction Phase: percent( lp %)
Total Basic Compensation one hundred percent( 100.00% )
§11.3 COMPENSATION FOR ADDITIONAL SERVICES
§11.3.1 For Project Representation Beyond Basic Services,as described in Section 3.2,compensation shall be computed
as follows:
At current hourly rates or lump sum as approved by the Uvrner.
AIA Document 6151TM—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rfghts reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and Internationai Treaties.Unauthorized reproduction or distribution of this AIA�Document,
or any portion of it,may resuit in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law. �3
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-maii
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§11.3.2 For Additional Services of the Architect,as described in Articles 3 and 12,other than(1)Additional Project
Representation,as described in Section 3.2,and(2)services included in Article 12 as part of Basic Services,but
excluding services of consultants,compensation shall be computed as follows:
(Insert basis of compensation, including rates and multiples of Direct Personnel Expense for Principals and employees,
and identify Principals and classify employees, if required. Identify specific services to which particular methods of
compensation apply, if necessary.)
Current hourly rates.
§11.3.3 For Additional Services of Consultants,ineluding additional structural,mechanical and electrical engineering
services and those provided under Section 3.4.19'or identified in Article 12 as part of Additional Services,a multiple of
0►12 & one-tenth ( 1. 1 )times the amounts billed to the Architect for such services.
(Identify specific types of consultants in Article 12, if required.)
§11.4 REIMBURSABLE EXPENSES
For Reimbursable Expenses,as described in Section 10.2,and any other items included in Article 12 as Reimbursable
Expenses,a multiple of 011e & one-tenth ( I. 1 )times the expenses incuned by the Architect,
the Architect's employees and consultants d'uectly related to the Project.
§11.5 ADDITIONAL PROVISIONS
§11.5.1 If the Basic Services covered by this Agreement have not been completed within twe]ve
( 12 )months of the date hereof,through no fault of the Architect,extension of the Architect's services beyond
that time shall be compensated as provided in Sections 10.3.3 and 11.3.2.
§11.5.2 Payments are due and payable th 1 Y'ty � 30 )days from the date of the
Arclutect's invoice. Amounts unpaid S1 Xty ( (Q )days after the invoice date shall
beaz interest at the rate entered below,or in the absence thereof at the legal rate prevailing from time to time at the
principal place of business of the Architect.
(Insert rate of interest agreed upon.)
1.0% per month
(Usury laws and requirements underxhe Fe�eral Truth in Lending Act, similar state and local consumer credit laws
and other regulations at the Owner's and Architect's principal places of business, the location of the Project and
elsewhere may affect the validiiy of this provision. Specific Zegal advice should be abtained with respect to deletions or
modifications, and also regdrding requirements such as written disclosures or wctivers.)
§11.5.3 T'he rates and multiples set forth for Additional Services shall be adjusted in accordance with the normal salary
review practices of the Architect.
AIA Document 6151 TM-1997.Copyright�1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproductfon or distribution of this AIA�Document, �4
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
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ARTICLE 12 OTHER CONDITIONS OR SERVICES
(Insert descriptions of other services, identify Additional Services included within Basic Compensation and
modifications to the payment and compensation terms included in this Agreement.)
Items not included:
Site plan, grading plan, topographic survey & stormwater de�ention design.
Sewer/lift station design.
Prints and specifications for bidding.
Permit and plan review fees.
Changes to design after construction documents have started.
Change orders for additional Uwner requested items will be billed at
current hourly rates.
This Agreement entered into as of the day and'year first written above.
OWNER ARCHITE T
�-�� ,
. � �
(Signature) (Signature)
I�O S k�, �.cSl�`� ' ' i Q � Phi 11 i p B. Smi th, Archi tect
(Printe ame and title) (Printed name and title)
CAUTION: You should sign an original AIA Contract Document, on which this text appears in RED.
An original assures that changes will not be obscured.
AIA Doc�ment 8151T"'—1997.Copyright�1974,1978,1987,and 7997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, 15
or any portion of it,may result in severe civii and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
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�
� �
TM
== Document B151 - 1997
Abbreviated Standard Form of Agreement Between Owner and Architect
AGREEMENT made as of the ��► day of ��jQ/ytt.�ji'1
in the year of 2UU7
(In words, indicate day, month and year)
BETWEEN the Architect's client identified as the Owner: .
(Name, address and other infor�nation)
This document has important
Ci ty Uf Cdpe Gi t c�l^de�u Iegal consequences.
4Ui Independence Street Consultationwith an attorney
P � BOX 61� is encouraged with respect to
Cape Gi rardeau, �10 6370'L-U617 its completion or moditication.
and the Architect:
(Name, address and other information}
Pi�iilip S. Smith, Nrchitect LLC
i(li S. Farrar Drive, Suite 2U1
Cape' Gi rardeau, �tU 63701
For the following Project:
(Include detaited descrip6ion of Project)
Exceriar renovation of hangar locaied at 438 Rush H. Limbaugh �1emorial Dr.
Cape Girardeau Retional Nirport.
Nork to include:
Residing of existing building, including exterior walls and roof.
Add bracing for bi-fold door.
Provide construction documen`ts for addition at East. Addition to
include office space and ADA ba�hroom.
The re-siding projec'c will be bid at prevailing wage.
The addition will be constructed by the tenant and will not bea public bid
project.
The Owner and Architect agree as follows.
AIA Document 6151 TM-1997.Copyright�1974,1978,1987,and 1997 by The American Institute of Architects.All rlghts reserved.�NARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, ,)
or any portion of it,may result in severe civil and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
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�
ARTICLE 1 ARCHITECT'S RESPONSIBILITIES
§1.1 The services performed by the Architect,Architect's employees and Architect's consultants shall be as enumerated
in Articles 2,3 and 12.
§1.2 The Architect's services shall be performed as expeditiously as is consistent with professional'skill and care and
the orderly progress of the Project.The Architect sha11 submit for the Owner's approval a scheduIe for the performance
of the Architect's services which may be adjusted as the Project proceeds.This schedule shall include allowances for
periods of time required for the Owner's review and for approval of submissions by authorities having jurisdiction over
the Project.Time limits established by this schedule approved by the Owner shall`not,except for reasonable cause,be
exceeded by the Architect or Owner.
§1.3 The Architect shall designate a representative authorized to act on behalf of the Architect with respect to the
Project.
§1.4 The services covered by this Agreement are subject to the time limitations contained in Section 11.5.1.
ARTICLE 2 SCOPE OF ARCHITECT'S BASIC SERVICES
§2.1 DEFINITION
The Architect's Basic Services consist of those described in Sections 2.2 through 2.6 and any other services identified in
Article 12 as part of Basic Services,and include normal struchual,mechanical and electrical engineering services.
§2.2 SCHEMATIC DESIGN PHASE
§2.2.1 The Architect shall review the program furnished bX the Owner to ascertain the requirements of the Project and
shall arrive at a mutual understanding of such requirements'with the Owner.
§2.2.2 The Architect shall provide a preliminary evaluation of the Owner's program,schedule and consttvction budget
requirements,each in terms of the ather, subject to the limitations set forth in Section 5.2.L
§2.2.3 The Architect shall review with the Owner alternative approaches to design and c�nstruction of the Project.
§2.2.4 Based on the mutually agreed-upon program, schedule and construction budget requirements,the Architect shall
prepare,for approval by the Owner,Schematic Design Documents consisting of drawings and other documents
illustraring the scale and relationship of Project components.
§2.2.5 The Architect shall submit to the Owner a preliminary estimate of Construction Cost based on current area,
volume or similar conceptual estimating techniques.
§2.3 DESIGN DEVELOPMENT PHASE
§2.3.1 Based on the approved Schematic Design Documents and any adjustments authorized by the Owner in the
program,schedule or construction budget,the Architect shall prepare,for approval by the Owner,Design Development
Documents consisting of drawings and other documents to fix and describe the size and character of the Project as to
azchitecturai,structural,mechanical and electrical systems,materials and such other elements as may be appropriate.
§2.3.2 T'he Architect shall advise the Owner of any adjustments to the preliminary estimate of Construction Cost.
§2.4 CONSTRUCTION DOCUMENTS PHASE
§2.4.1 Based on the approved Design Development Documents and any further adjustments in the scope or quality of
the Project or in the construction budget authorized by the Owner,the Architect shall prepare,for approval by the
Owner,Construction Documents consisting of Drawings and Specifications setting forth in d�tail the requirements for
the construction of the Project.
§2.4.2 The Architect shall assist the Owner in the preparation of the necessary bidding information,bidding forms,the
Conditions of the Contract,and the form of Agreement between the Owner and Contractor.
§2.4.3 The Architect shall advise the Owner of any adjustments to previous preliminary estimates of Construction Cost
indicated by changes in requirements or general market conditions.
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§2.4.4 The Architect shall assist the Owner in connection with the Owner's responsibility for filing documents required
for the approval of governmental authorities having jurisdiction over the Project.
§2.5 BID�ING OR NEGOTIATION PHASE
The Arct�itect,following the Owner's approval of the Construction Documents and of the latest preliminary estimate of
Canshvction Cost,shall assist the Owner in obtaining bids or negotiated proposals and assist in awarding and preparing
contracts for construction.
§2.6 CONSTRUCTION PHASE—ADMINISTRATION OF THE CONSTRUCTION CONTRACT
§2.6.1 The Architect's responsibility to provide Basic Services for the Construction Phase under this Agreement
commences with the award of the initial Contract for Construction and terminates at the earlier of the issuance to the
Owner of the final Certificate for Payment or 60 days after the date of Substantial Completion of the Work.
§2.6.2 The Architect shall provide administration of the Contract for Construction as set forth below and in the edition
of AIA Docnment A201,General Conditions of the Contract for Construction,current as of the date of this Agreement,
unless otherwise provided in this Agreement.Modifications made to the General Conditions,when adopted as part of
the Contract Documents, shall be enforceable under this Agreement only to the extent that they are consistent with this
Agreement or approved in writing by the Arclutect.
§2.6.3 Duties,responsibifities and limitations of authority of the Architect under this Section 2.6 shall not be restricted,
modified or extended without written agreement of the Owner and Architect with consent of the Contractor,which
consent will not be unreasonably withheld.
�2.6.4 The Architect sha11 be a representative of and shall advise and consult with the Owner during the administration
of the Contract for Construction.The Architect shall have authority to act on behalf of the Owner only to the extent
provided in this Agreement unless otherwise modified by written amendment.
§2.6,5 The Architect,as a representative of the Owner,shall visit the site at intervals appropriate to the stage of the
Cantractor's operations,or as otherwise agreed by the Owner and the Arctutect in Articie 12, (1)to become generally
familiar with and to keep the Owner informed about the progress and quality of#he pQrtion of the Work completed,(2)
to endeavor to guard the Owner against defects and deficiencies in the Woxk,and(3)to deternune in general if the
Work is being perforrned in a manner indicating that the Work,when fully completed,will be in accordance with the
Contracf Documents.However,the Architect shall not be required ta make exhaustive or continuous on-site inspections
to check the quality or quantity of the Work.The Architect shall neither have control over or charge of,nor be
responsible far,the construction means,methods,techniques,sequences or procedures,or for safety precautions and
programs in connection with the Work,since these are solely the Contractor's rights and responsibilities under the
Contract Documents.
§2.6.6 The Architect shall report to the Owner known deviations from the Contract Documents and from the most
recent construction schedule submitted by the Contractor.However,the Architect shall not be responsible for the
Contractor's failure to perform the Work in accordance with the requirements of the Contract Documents.The Architect
shall be responsible for the Architect's negligent acts or omissions,but shall not have control over or charge of and shall
not be responsible for acts or omissions of the Contractor,Subcontractors,or their agents or employees,or of any other
persons or entities performing portions of the Work.
§2.6.7 The Architect shall at all times have access to the Work wherever it is in preparation or progress.
§2.6.8 Except as otherwise provided in this Agreement or when direct communications have been specially authorized,
the Owner shall endeavor to communicate with the Contractor through the Architect about matters arising out of or
relating to the Contract Documents.Communications by and with the Architect's consultants sha11 be through the
Architect.
§2.6.9 CERTIFICATES FOR PAYMENT
§2.6.9.1 The Architect shall review and certify the amounts due the Contractar and shall issue certificates in such
amounts.
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§2.6.9.2 The Architect's certification for payment shall constitute a representation to the Owner,based on the Architect's
evaluation of the Work as provided in Section 2.6.5 and on the data comprising the Contractor's Application for
Payment,that the Work has progressed to the point indicated and that,to the best of the Architect's knowledge,
information and belief,the quality of the Work is in accordance with the Contract Documents.The foregoing
representations are subject(1)to an evaluation of the Work for conformance with the Contract 1?Qcuments upon
Substantial Completion,(2)to results of subsequent tests and inspections,(3)to correction of minor'deviations from the
Contract Documents prior to completion,and(4)to specific qualifications expressed by the Architect.
§2.6.9.3 The issuance of a Certificate for Payment shall not be a representation that ihe Architect has(1)made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work,(2)reviewed constcvction
means,methods,techniques,sequences or procedures,(3)reviewed copies of requisitions received from Subcontractors
and material suppliers and other data requested by the Owner ta substantiate the Contractor's right to payment,or(4)
ascertained how or for what purpose the Contractor has used money previously paid on account of the Contract Sum.
§2.6.10 The Architect shall have authority to reject Work that does not conform to the Contract Documents.Whenever
the Architect considers it necessary or advisable,the Architect shall have authority to require inspection or testing of the
Work in accordance with the provisions of the Contract Documents,whether or not such Work is fabricated,installed or
completed. However,neither this authority of the Architect nor a decision made in good faith either to exercise or not to
exercise such authority shall give rise to a duty or responsibility of the Architect to the Contractor,Subcontractors,
material and equipment suppliers,their agents or employees or other persons or entities perfornung portions of the
Work.
§2.6.11 The Architect shall review and approve or take other appropriate action upon the Contractor's submittals such as
Shop Drawings,Product Data and Samples,but only far ihe limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents.The Architect's action shall be taken
with such reasonable promptness as to cause no detay in the Work or in the activities of the Owner,Contractor or
separate contractors,while allowing sufficient time in the Architect's professional judgment to germit,adequate review.
Review of such submittals is not conducted for the purpose of determining the accuracy and cornpleteness of other
details such as dimensions and quantities,or for substantiating instructions for installation or performance of equipment
or systems,all of which remain the responsibility of the Contractor as required by the Contract Documents.The
Architect's review shall not constitute approval of safety precautions or,unless otherwise specifically stated by the
Architect,of any construction means,methods,techniques,sequences or procedures.The Architect's approval of a
specific item shall not indicate approval of an assembly of which the item is a component.
§2.6.12 If professional design services or certifications by a design professional related to systems,materials or
equipment are specifically required of the Contractor by the Contract Documents,the Architect shall specify appropriate
performance and design criteria that such services must satisfy.Shop Drawings and other submittals related to the Work
designed ar certified by the design professional retained by the Contractor shail bear such professional's written
approval when submitted to the Architect.The Architect shall be entitled to rely upon the adequacy,accuracy and
completeness of the services,certifications or approvals performed by such design professionals.
§2.6.13 The Architect shall prepaze Change Orders and Construction Change Directives,with supporting documentation
and data if deemed necessary by the Architect as provided in Sections 3.1.1 and 3.3.3,for the Owner's approval and
execution in accordance with the Contract Documents,and may authorize minor changes in the Work not involving an
adjustment in the Contract Sum or an extension of the Contract Time which are consistent with the intent of the
Contract Documents.
§2.6.14 The Architect shall conduct inspections to determine the date or dates of Substantial Completion and the date of
final completion, shall receive from the Contractor and forwazd to the Owner,for the Owner's re�iew and records, '
written warranties and related documents required by the Contract Documents and assembled by the Contractor,and
shall issue a final Certificate for Payment based upon a final inspection indicating the Work complies with the
requirements of the Contract Documents.
§2.6.15 The Architect shall interpret and decide matters concerning performance of the Owner and Contractor under,
and requirements of,the Contract Documents on written request of either the Owner or Contractor.The Architect's
response to such requests shall be made in writing within any time limits agreed upon or otherwise with reasonable
promptness.
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§2.6.16 Interpretations and decisions of the Architect shall be consistent with the intent of and reasonably inferable from
the Contract Documents and shall be in writing or in the form of drawings.When making such interpretations and initial
decisions,the Architect shall endeavor to secure faithful performance by both Owner and Contractor,sha11 not show
partiality to either,and shall not be liable for results of interpretations or decisions so rendered in good faith.
§2.6.17 The Architect shall render initial decisions on claims,disputes or other matters in qaestion between the Owner
and Contractor as provided in the Contract Documents.However,the Architect's decisions on matters relating to
aesthetic effect shall be final if consistent with the intent expressed in the Contract D�cuments.
§3.6.18 The Architect's decisions on claims,disputes or other matters in question between the Owner and Contractor,
except for those relating to aesthetic effect as provided in Section 2.6.17,shall be subject to mediation and arbitration as
provided in this Agreement and in the Contract Documents.
ARTICLE 3 ADDITIONAL SERVICES
§3.1 GENERAL
§3.1.1 The services described in this Article 3 are not included in Basic Services unless so identified in Article 12,and
they shall be paid for by the Owner as provided in this Agreement,in addition to the compensation for Basic Services.
The services described under Sections 3.2 and 3.4 shall only be provided if authorized or confirmed in writing by the
Owner.If services described under Contingent Additional Services in Section 3.3 are required due to circumstances
beyond the Architect's control,the Architect shall notify the Owner prior to commencing such services.If the Owner
deems that such services described under Section 3.3 are not requir�d,the'Owner shall give prompt written notice to the
At`cltitect.If the Owner indicates in writing that all or part of such'Contingent Additional Services are not required,the
Architect shali have no obligation to provide those services.
§3.2 PROJECT RERRESENTATION BEYOND BASIC'S�RVICES
§3.2.1 If more extensive representation at the site than is described in Section 2.6.5 is required,the Architect shall
provide one or more Project Representaiives to assist in carrying out such additional on-site responsibilities.
§3.2.2 Project Representatives shall`be selected,employed and directed by the Architzct,and the Architect shall be
eornp�nsaCed therefor as agreed by the Owner and Architect.The duties,responsibilities'and limitations of authority of
Project Representatives shall be as described in the edition of AIA Docum�nt B352 current as of the date of this
Agreement,unless otherwise agreed.
§33.3 Through the presence at the site of such Project Representatives,the Architect shall endeavor to provide further
protection for the Owner against defects and deficiencies in the Work,but the furnishing of such project representation
shall not modify the rights,responsibilities or obligations of the Architect as described elsewhere in this Agreement.
§3.3 CONTINGENT ADDITIONAL SERVICES
§3.3.1 Making revisions in drawings,specifications or other documents when such revisions are:
,1 inconsistent with approvals or instructions previously given by the Owner,including revisions made
necessary by adjustments in the Owner's program or Project budget;
.2 required by the enactment or revision of codes,laws or regulations subsequent to the preparation of such
documents;or
.3 due to changes required as a result of the Owner's failure to render decisions in a timely manner.
§3.3.2 Providing services required because of significant changes in the Project including,but not limited to,size,
quality,complexity,the Owner's schedule,or the method of bidding or negotiating and contracting for construction,
except for services required under Section 5.2.5.'
§3.3.3 Prepating Drawings,Specifications and other documentation and supporting data,evaluating Contractor's
proposals,and providing other services in connection with Change Orders and Construction Change Directives.
§3.3.4 Providing services in connection with evaluating substitutions proposed by the Contractor and making
subsequent revisions to Drawings,Specifications and other documentation resulting therefrom.
§3.3.5 Providing consultation concerning replacement of Work damaged by fire or other cause during consrivction,and
furnishing services required in connection with the replacement of such Work.
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§3.3.6 Providing services made necessary by the default of the Contractor,by major defects or deficiencies in the Work
of the Contractor,or by failure of performance of either the Owner or Contractor under the Contract for Construction.
§3.3.7 Providing services in evaluating an extensive number of claims submitted by the Contractor or others in
connection with the Work.
§3.3.8 Providing services in connection with a public hearing,a dispute resolution proceeding`or a legal proceeding
except where the Architect is party thereto.
§3.3.9 Preparing documents for alternate,separate or sequential bids ox providing services in connection with bidding,
negotiation or construction prior to the completion of the Construction Documents Phase.
§3.4 OPTIONAI ADDITIONAL SERVICES
§3.4.1 Providing analyses of the Owner's needs and programming the requirements of the Project.
§3.4.2 Providing financial feasibility or other special studies.
§3.4.3 Providing planning surveys,site evaluations or comparative studies of prospective sites.
§3.4.4 Providing special surveys,environmental studies and submissions required for approvals of governmental
authorities or others having jurisdiction over the Project.
§3.4.5 Providing services relative to future facilities,systems and'equipment.
§3.4.6 Providing services to investigate existing conditions or facilities or to make measured drawings thereof.
§3.4.T Providing services to verify the accuracy of drawings or other information furnished by the Owner.
§3.4.8 Providing coordinatian of construction performed by separate contractors or by the Clwner's own forces and
coordinaUon of services required in connection with construction performed and equipment supplied by the Owner.
§3.4,9 Providing services in connection with the work of a construction manager or separate consultants retained by the
Owner.
§3.4.10 Providing detailed estimates of Constnzction Cost.
§3.4.11 Providing detailed quantity surveys or inventories of material,equipment and labor.
§3.4.12 Providing analyses of owning and operating costs.
§3.4.13 Providing interior design and other similar services required for or in connection with the selection,
procurement or installation of furniture,furnishings and related equipment.
§3.4.14 Providing services for planning tenant or rental spaces.
§3.4.15 Making investigations,inventories of materiaIs or equipment,or valuations and detailed appraisals of existing
facilities.
§3.4.16 Preparing a set of reproducible record drawings showing significant changes in the Work made during
construction based on marked-np prints,drawings and other data furnished by the Contractor to the Architect.
§3.4.17 Providing assistance in the utilization of equipment or systems such as testing,adjusting and balancing,
prepara6on of operation and maintenance manuals,training personnel for operation and maintenance,and consultation
during operation.
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§3.4.18 Providing services after issuance to the Owner of the final Certificate for Payment,or in the absence of a final
Certificate for Payment,more than 60 days after the date of Substantial Completion of the Work.
§3.419 Froviding services of consultants for other than azchitectural,structural,mechanical and electrical engineering
portions of the Project provided as a part of Basic Services.
§3.4.20 Providing any other services not otherwise included in this Agreement or not customarily furnished in
accordance with generally accepted azchitectural practice.
ARTICLE 4 OWNER'S RESPONSIBILITIES
§4.1 The Owner shall provide full information in a timely manner xegarding requirements for and limitations on the
Project,including a written program which shall set forth the Ownex's objectives, schedule,constraints and criteria,
including space requirements and relationships,flexibility,expandability,special equipment,systems and site
requirements.T'he Owner shall fiunish to the Architect,within 15 days after receipt of a written request,information
necessary and relevant for the Architect to evaluate,give notice of or enforce lien rights.
§4.2 The Owner shall establish and periodically update an overall budget for the Project,including the Construction
Cost,the Owner's other costs and reasonable contingencies related to all of these costs.
§4.3 The Owner shall designate a representative authorized to act on the Owner's behalf with respect to the Project.The
Owner or such designated representative shall render decisions in a timely manner pertaining to documents submitted
by the Architect in order to avoid unreasonable delay in the orderly and sequential progress of the Architect's services.
§4.4 The Owner shall furnish surveys to describe physical characteristics,legal limitations and utility locationsforxhe
site of the Project,and a written legal description of the site.The surveys and legal information shall include,as
applicable,grades and lines of streets,alleys,pavements and adjoining property and structures;adjacent'drainage;
rights-of-way,restrictions,easements,encroachments,zoning,deed restrictions,boundaries and contaurs of the site;
locations,dimensions and necessary data with respect to existing buildings,other improvements and trees;and
information concerning available utility services and lines,both public and private,above and below grade,including
inverts and depths.All the information on the survey shall be referenced to a Project benehmark.
§4.5 The Owner shall furnish the services of geotechnical engineers when such services are requested by the Architect.
Such services may include but are not limited to test borings,test pits,determinations of soil bearing values,percoiation
tests,evaluations of hazardous materials,ground corrosion tests and resistivity tests,including necessary operations for
anticipating subsoil conditions,with reports and appropriate recommendations.
§4.6 The Owner shall furnish the services of consultants other than those designated in Section 4.5 when such services
are requested by the Architect and are reasonably required by the scope of the Project.
§4.7 T'he Owner shall furnish structural,mechanical,and chemical tests;tests for air and water pollution;tests for
hazardous materials;and other laboratory and environmental tests,inspections and reports required by law or the
Contract Documents.
§4.8 The Owner shall furnish a111egal,accounting and insurance services that may be necessary at any time for the
Project to meet the Owner's needs and interests. Such services shall include auditing services the Owner may require to
verify the Contractor's Applications for Payment or ta aseertain how or for what purposes the Contractor has nsed the
money paid by or on behalf of the Owner.
§4.9 The services,information,surveys and reports required by Sections 4.4 through 4.8 shall be furnished at the
Owner's expense,and the Architect shall be entitled to rely upon the accuracy and completeness thereof.
§4.10 The Owner shall provide prompt written notice to the Architect if the Owner becomes aware of any fault or defect
in the Projeet,including any errors,omissions or inconsistencies in the Archite�ct"s Instruments of Service.
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ARTICLE 5 CONSTRUCTION COST
§5.1 DEFINITION
§5.1.1 The Construction Cost shall be the total cost or,to the extent the Project is not completed,the estimated cost to
the Owner of all elements of the Project designed or specified by the Architect.
§5.1.2 The Construction Cost shall include the cost at current market rates of labor and materiats furnished by the
Owner and equipment designed,specified,selected or specially provided for by the Azchiiect,including the costs of
management or supervision of construction or installarion provided by a separata canstruction manager or contractor,
plus a reasonable allowance for their overhead and profit.In addition,a reasonable ailowance for contingencies shall be
included for mazket conditions at the time of bidding and for changes in the Work.
§5.1.3 Construction Cost does not include the compensation of the Architect and the Architect's consultants,the costs of
the land,rights-of-way and financing or other costs that are the responsibility of the Owner as provided in Article 4.
§5.2 RESPONSIBILITY FOR CONSTRUCTION COST
§5.2.1 Evaluations of the Owner's Project budget,the preliminary estimate of Construction Cost and detailed estimates
of Construction Cost,if any,prepared by the Architect,represent the Architect's judgment as a design professional
familiar with the construction industry.It is recognized,however,that neither the Architect nor the Owner has control
over the cost of labor,materials or equipment,over the Contractor's methods of deternuning bid prices,or over
competitive bidding,market or negotiating conditions.Accordingly,the Architect cannot and does not warrant or
represent that bids or negotiated prices will not vary from the Owner's Project budget or from any estimate of
Construction Cost or evaluation prepared or agreed to by the Architect.
§5.2.2 No fixed limit of Construction Cost shall be established as a condition of this Agreement by the furnishing,
proposal or estabTishment of a Project budget,unless such fixed limit has been agreed upon in writing and signed by the
parties hereto.If such a fixed limit has been established,the Architect shall be pernutted to include cantingencies for
design,bidding and price escalation,to determine what materials,equipment,component systems and types of
conshvction are to be included in the Contract Documents,to make reasonable adjustments in the scope of the Project
and to include in the Contract Documents alternate bids as may be necessary to adjust the Con�truction Cost to the fixed
lirnit.Fixed limits,if any, shall be increased in the amount of an increase in the Contract'Sum occurring after execution
of the Contract for Construction.
§5.2.3 If the Bidding or Negotiation Phase has not commenced within 90 days after the Architect submits the
Construction Documents to the Owner,any Project budget or fixed limit of Construction Cost shall be adjusted to
reflect changes in the general level of prices in the construction industry.
§5.2.4 If a fixed limit of Construction Cost(adjusted as provided in Section 5.23)is exceeded by the lowest bona fide
bid or negotiated proposal,the Owner shall:
.1 give written approval of an increase in such fixed limit;
.2 authorize rebidding or renegotiating of the Project within a reasonable time;
.3 terminate in accordance with Section 8.5;or
.4 cooperate in revising the Project scope and quality as required to reduce the Construction Cost.
§5.2.5 If the Owner chooses to proceed under Section 5.2.4,4,the Architect,without additional compensation,shall
modify the documents for which the Architect is responsible under this Agreement as necessary to comply with the
fixed limit,if established as a condition of this Agreement.`The modification of such documents without cost to ihe
Owner shall be the limit of the Architect's responsibility under this Section 5.2.5.The Architect shall be<entitled to
compensation in accordance with this Agreement for all services performed whether or not the Construction Phase is
commenced.
ARTICLE 6 USE OF ARCHCTECT'S iNSTRUMENTS OF SERVICE
§6.1 Drawings,specifications and other documents,including those in electronic forrn,prepared by the Architect and
the Architect's consultants are Instruments of Seroice for use solely with respeet to this Project.The Architect and the
Architect's consultants shall be deemed the authors and owners of their respective Instruments of Service and shall
retain all common law, statutory and other reserved rights,including copyrights.
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or any portion of it,may result in severe civil and criminal penaities,a�d witi be prosecuted to the maximum extent possible under the law.
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§6.2 Upon execution of this Agreement,the Architect grants to the Owner a nonexclusive license to reproduce the
Architect's Instruments of Service solely for purposes of constructing,using and maintaining the Project,provided that
the Owner shall comply with all obligations,including prompt payment of all sums when due,under this Agreement.
The Architect shall obtain similar nonexclusive licenses from the Architect's consultants consistent with this
Agreement.Any termination of this Agreement prior to completion of the Project shall terminate this license.Upon
snch ternunation,the Owner shall refrain from making further reproductions of Instruments c�f Service and shall return
to the Architect within seven days of ternunation all originals and reproductions in the Owner's possession or control.If
and upon the date the Architect is adjudged in default of this Agreement,the foregaing;iicense shall be deemed
ternunated and replaced by a second,nonexclusive license pernutting the Owner to authorize other similarly
credenrialed design professionals to reproduce and,where pernutted by law,tn make changes,corrections ar additions
to the Instruments of Service solely for purposes of completing,using and maintaining the Project.
§6.3 Except for the licenses granted in Section 6.2,no other license or right shall be deemed granted or implied under
this Agreement.The Owner shall not assign,delegate,sublicense,pledge or otherwise transfer any license granted
herein to another parky without the prior written agreement of the Architect.However,the Owner shall be permitted to
authorize the Contractor,Subcontractors,Sub-subcontractors and material or equipment suppliers to reproduce
applicable portions of the Instruments of Service appropriate to and for use in their execution of the Work by license
granted in Section 6.2. Submission or distribution of Instruments of Service to meet official regulatory requirements or
for sirnilar purposes in connection with the Project is not to be construed as publication in derogation of the reserved
rights of the Architect and the Architect's consultants.The Owner shall not use the Instruments of Service for future
additions or alterations to this Project or for other projects,unless the dwner obtains the prior written agreement of the
Architect and the Architect's consultants.Any unauthorized use of the'Instruments of Service shall be at the Owner's
sole risk and without liability to the Architect and the Architect's consultants.
§6.4 Prior to the Architect providing to the Owner any Instruments of Service in electronic form or the Owner providing
to the Architect any electronic data for incorporation into the Instruments of Service,the Owner and the Architect shall
by separate,written agreement set forth the specific conditions governing the format of such Instruments of Service or
electronic data,including any special limitations or licenses not otherwise provided in this Agreement.
ARTICLE 7 DISPUTE RfSOLUTION
§7.1 MEDIATION
§7.1.1 Any claim,dispute or other matter in question arising out of or related to this Agreement shall be subject to
mediation as a condition precedent to arbitration or the insritution of legal or equitable proceedings by either party.If
such matter relates to or is the subject of a lien arising out of the Architect's services,the Architect may proceed in
accordance with applicable law to comply with the lien notice or filing deadlines prior to resolution of the matter by
mediation or by arbitrarion.
§7.1.2 The Owner and Architect shall endeavor to resolve claims,disputes and other matters in question between them
by mediation which,unless the parties mutually agree otherwise,shall be in accordance with the Construction Industry
Mediation Rnles of the American Arbitration Association currently in effect.Request for mediation shall be filed in
writing with the other party to this Agreement and with the American Arbitration Association.The request may be made
concurrenfly with the filing of a demand for arbitrarion but,in such event,mediation shall proceed in advance of
azbitration or legal or equitable proceedings,which shall be stayed pending mediation for a period of 60 days from the
date of filing,unless stayed for a longer period by agreement of the parties or court order.
§7.1.3 The parties sha11 share the mediator's fee and any filing fees equally.The mediation shall be held in th�place
where the Project is located,unless another location is mutually agreed upon.Agreements reached in mediati4n shall be
enforceable as settlement agreements in any court having jurisdiction thereof.
§7.2 ARBITRATION
§7.2.1 Any claim,dispute ar other'matter in question arising out of or related to ttuS Agreement shall be subject to
' arbitration.Prior'to arbierati�n,the parties shall endeavor to resolve disputes by mediation in accardance with
Section 7.1.
AIA Document B751 TM-1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.Ali rfghts reserved.WARNING:This
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§7.2.2 Claims,disputes and other matters in question between the parties that are not resolved by mediation shall be
decided by arbitration which,unless the parties mutually agree otherwise,shall be in accordance with the Construction
Industry Arbitration Rules of the American Arbitration Association currently in effect.The demand for arbitration shall
be filed in writing with the other party to this Agreement and with the American Arbitration Association.
§7.2.3 A demand for arbitration shall be made within a reasonable time after the claim,dispute or ofher matter in
question has arisen.In no event shall the demand for arbitration be made after the date when institution of legal or
equitable proceedings based on such claim,dispute or other matter in question would be barred by the applicable statute
of limitations.
§7.2.4 No arbitration arising out of or relating to this Agreement shall,inciude,`by consolidation or joinder or in any
other manner,an additional person or entity not a party to this Agreement,except by written consent containing a
specific reference to this Agreement and signed by the Owner,Architect,and any other person or entity sought to be
joined.Consent to arbitration involving an additional person or entity shall not constitute consent to arbitration of any
claim,dispute or other matter in question not described in the written consent or with a person or entity not named or
described therein.The foregoing agreement to azbitrate and other agreements to arbitrate with an additional person or
entity duly consented to by parties to ktus Agreement shall be specifically enforceable in accordance with applicable law
in any couzt having jurisdiction thereof.
§7.2.5 The awazd rendered by the arbitrator or arbitrators shall be final,and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§7.3 CLAIMS FOR CONSEQUENTIAL DAMAGES
The Architect and Owner waive consequential damages for claims,disputes or other matters in question arising out of
or relating to this Agreement.This mutual waiver is applicable,without limitation,to a11 consequential damages due to
either party's tertnination in accordance with Article 8.'
ARTICIE 8 TERMINATION OR SUSPENSIt�N
§8.1 If the Owner fails to make payments to the Architect in accordance with this Agreement,such failure shall be
considered substantial nonperformance and cause for termination or,at the Architect's Qption,cause for suspension of
performance of services under this Agreement.If the Architect elects to suspend services,prior to suspension of
services,the Architect shall give seven days'written notice to the Owner.In the event of a suspension of services,the
Architect shall have no liability to the Owner for delay or damage caused the Owner because of such suspension of
services.Before resuming services,the Architect shall be paid all sums due prior to suspension and any expenses
incurred in the interruption and resumption of the Architect's services.The Architect's fees for the remaining services
and the time schedules shall be equitably adjusted.
§8.2 If the Project is suspended by the Owner for more than 30 consecutive days,the Architect shall be compensated for
services performed prior to notice of such suspension.When the Project is resumed,the Architect shall be compensated
for expenses incurred in the interruption and resumption of the Architect's services.The Architect's fees for the
remaining services and the time schedules shall be equitably adjusted.
§8.3 If the Project is suspended or the Architect's services are suspended for more than 90 consecutive days,the
Architect may ternunate this Agreement by giving not less than seven days'written notice.
§8.4 This Agreement may be ternunated by either party upon not less than seven days'written notice should the other
party fail substantially to perform in accordance with ihe terms of this Agreement through no fault of the party initiating
the ternunation.
§8.5 This Agreement may be terminated by'the Owner upon not less than seven days'written notice to the Architect for
the Owner's convenience and without cause.
§8.6 In the event of termination not the fault of the Architect,the Architect shall be compensated for services performed
prior to ternunation,fiogether with Reimbursable Expenses then due and all Ternunation Expenses as defined in Section
8.7.
AIA Document 6151 T""—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and tnternational Treaties.Unauthorized reproduction or distribution of this AIA�Document, 1 O
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§8.7 Ternunation Expenses aze in addition to compensation for the services of the Agreement and include expenses
directly attributable to ternunation for which the Architect is not otherwise compensated,plus an amount for the
Architect's anticipated profit on the value of the services not performed by the Architect.
ARTICLE 9 MISCELLANEOUS PROVISIONS
§9.1 This Agreement shall be governed by the law of the principal place of business of the Architect,unless otherwise
provided in Article 12.
§9.2 Terms in this Agreement shall have the same meaning as those in the edition of AIA Document A201,General
Cranditions of the Contract for Construction,current as of the date of this Agre�ment.
§9.3 Causes of action between the parties to this Agreement pertaining to acts or failures to act shall be deemed to have
accrued and the applicable statutes of limitations shall commence to run not later than either the date of Substantial
Completion for acts or failures to act occurring prior to Substantial Completion or the date of issuance of the final
Certificate for Payment for acts or failures to act occurring after Substantial Completion.In no event shall such statutes
of limitations commence to run any later than the date when the Architect's services are substantially completed.
§9.4 To the extent damages aze covered by property insurance during construction,the Owner and Architect waive all
rights against each other and against the contractors,consultants,agents and employees of the other for damages,except
such rights as they may have to the proceeds of such insurance as set forth in the edition of AIA Document A201,
General Conditions of the Contract for Construction,current as of the date of this Agreement.The Owner or the
Architect,as appropriate,shall require of the contractors,consuitants,agents and employees of any of them similar
waivers in favor of the other parties enumerated herein.
§9.5 The Owner and Architect,respectively,bind themselves,their partners,successors,assigns and legal
representatives to the other party to this Agreemenf and to the partners,successors,assigns and legal representatives of
such other party with respect to all cavenants of this Agreement.Neither the Owner nor the Architect shall assign this
Agreementwithout the written consent of the other,except that the Owner may assign this Agreement to an institutional
lender providing financing for the Project.In such event,the lender shall assume the Owner's rights and obligations
under this Agreement.The Architect shall execute a11 consents reasonably required to faeilitate such assignment.
§9.6 This Agreement represents the entire and integrated agreement betweet�the Owner and the Architect and
supersedes all prior negotiations,representations or agreements,either written or oral.This Agreement may be amended
only by written instrument signed by both Owner and Architect.
§9.7 Nothing containeri in this Agreement shall create a contractual relationship with or a cause of action in favor of a
third party against either the Owner or Architect.
§9.8 Unless otherwise provided in this Agreement,the Architect and Architect's consultants shall have no responsibility
for the discovery,presence,handling,removal or disposal of or exposure of persons to hazardous materials or to�c
substances in any form at the Project site.
§9.9 The Architect shall have the right to include photographic or artistic representations of the design of the Project
among the Architect's promotional and professional materials.The Architect shall be given reasonable access to the
completed Project to make such representations.Howe�er,the Architect's materials shall not include the Owner's
confidential or proprietary information if the Owner has previously advised the Architect in writing of the specific
information considered by the Owner to be confidential or proprietary.The Owner sha11 provide professianat credit for
the Architect in the Owner's promotional materials for the Project.
§9.10 If the Owner requests the Architect to execute certificates,the proposed language of such:certificates shall be
subrnitted to the Architect for review at least 14 days prior to the requested dates of execution.The Architect shall not
be required to execute certificates that would require knowledge,services or responsibilities beyond the scope of this
� � Agreement. � �
AIA Document B151 TM—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright law a�d International Treaties.Unautho�ized reproduction or distribution of this AIA�Docume�t, 11
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ARTICLE 10 PAYMENTS TO THE ARCHITECT
§10.1 DIRECT PERSONNEL EXPENSE
Direct Personnel Expense is defined as the direct salaries of the Architect's personnel engaged on the Project and the
portion of the cost of their mandatory and customary contributions and benefits related thereto,such as employment
taxes and other statutory employee benefits,insurance,sick leave,holidays,vacations,employee retirement plans and
similar contributions.
§10.2 REIMBURSABLE EXPENSES
§10.2.1 Reimbursable Expenses are in addition to compensation for Basic and Additional Services and include expenses
incurred by the Architect and Architect's employees and consultants direcdyrelated to the Project,as identified in the
following Clauses:
.1 transportation in connection with the Project,authorized out-of-town travel and subsistence,and
electronic communicarions;
.2 fees paid for securing approval of authorities having jurisdiction over the Project;
.3 reproductions,plots,standazd form documents,postage,handling and delivery of Instruments of Service;
.4 expense of overtime work requiring higher than regular rates if authorized in advance by the Owner;
.5 renderings,models and mock-ups requested by the Owner;
.6 expense of professional liability insurance dedicated exclusively to this Project or the expense of
additional insurance coverage or limits requested by the Owner in excess of that normally carried by the
Architect and the Architect's consultants;
.7 reimbursable expenses as designated in Article 12;<
.8 other similaz direct Project-related expenditures.
§10.3 PAYMENTS ON ACCOUNT OF BASIC SERVICE3
§10.3.1 An initial payment as set forth in Section 11.1 is the minimum payment under this Agreement.
§10.3.2 Subsequent payments for Basic Services shall be made monthly and,where applicable,sha11 be in proportion to
services performed within each phase of service,on the basis set forth in Section 11.2.2.
§10.3.3 If and to the extent that the time initially established in Section 11.5.1 of this Agreement is exceeded or
extended through no fault of the Architect,compensation for any services rendered during the additional period of time
shall be computed in the manner set forth in Section 11.3.2.
§1�.3.4 When compensation is based on a percentage of Construction Cost and any portions of the Project are deleted or
otherwise not constructed,compensation for those portions of the Project shall be payable to the extent services are
performed on those portions,in accordance with the schedule set forth in Section 11.2.2,based on(1)the lowest bona
fide bid or negotiated proposal,or(2)if no such bid or proposal is received,the most recent preliminary estimate of
Construction Cost or detailed estimate of Construction Cost for such portions of the Project.
§10.4 PAYMENTS ON ACCOUNT OF ADDITIONAL SERVICES
Payments on account of the Architect's Additional Services and for Reimbursable Expenses shall be made monthly
upon presentation of the Architect's statement of services rendered or expenses incurred.
§10.5 PAYMENTS WITHHEL�
No deductions shall be made from the Architect's compensation on account of penalty,liquidated damages or other
sums withheld from payments to contractors,or on account of the cost of changes in the Work other than those for
which the Architect has been adjudged to be liable: '
§10.6 ARCHITECT'S ACCOUNTING RECORDS
Records of Reimbursable Expenses and expenses pertaining to Additional Services and services performed on the basis
of hourly rates or a multiple of Direct Personnel Expense shall be available to the Owner or the Owner's authorized
representative at mutually convenient times.
AIA Document B151 TM—f997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and I�ternational Treaties.Unauthorized reproduction or distribution of this AIA�Document, 12
or any portion of it,may result in severe civil and criminai penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Documents,e-mail
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ARTICLE 11 BASIS OF COMPENSATION
The Owner shall compensate the Architect as follows:
§11.1 An Initial Payment of zero
($ -0- )shall be made upon execution of this Agreement and credited to the Owner's account at final
``payment.
§11.2 BASIC COMPENSATION
§11.2.1 For Basic Services,as described in Article 2,and any other services included in Article 12 as part of Basic
Services,Basic Compensation shall be computed as follows:
(Insert basis of compensation, including stipulated sums, multiples or percentages, and identify phases to which
particular methods of compensation apply, if necessary.)
Lump sum: $F3,500.00
§11.2.2 Where compensation is based on a stigulated sum or percentage of Construction Cost,progress payments for
Basic Services in each phase shall total the:following percentages of the total Basic Compensation payable:
(Insert additional phases as appropriate.)
Schematic Design: percent( 2Q %)
D�6�d5�91�1qp�Rb435�: �DCI�C7�4C( XXXXX'k�Q)
Construction Documents Phase: percent( 65 %)
Bidding or Negotiation Phase: pereent( 5 %)
Construction Phase: percent( lp %)
Total Basic Compensation one hundred percent( 100.00% )
§11.3 COMPENSATION FOR ADDITIONAL SERVICES
§11.3.1 For Project Representation Beyond Basic Services,as described in Section 3.2,compensation shall be computed
as follows:
A� current hourly rates or lump sum as approved by �he �vrner.
AIA Document B751 T"'—1997.Copyright�1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.�NARNING:This
AIA�Document is protected by U.S.Copyright�aw and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, ,�3
or any portion of it,may result in severe civii and criminal penalties,and will be prosecuted to the maximum extent possible under the law.
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:
§11.3.2 For Additional Services of the Architect,as described in Articles 3 and 12,other than(1)Additional Project
Representation,as described in Section 3.2,and(2)services included in Article 12 as part of Basic Services,but
excluding services of consultants,compensation sha11 be computed as follows:
(Insert basis of compensation, including rates and multiples of Direct Personnel Expense for Principals and employees,
and identify Principals and classify employees, if required. Identify specific services to which particular methods of
compensation apply, if necessary.)
Current hourly rates.
§11.3.3 For Additional Services of Consultants,including additional structural,mechanical and electrical engineering
services and those provided under Section 3.4.19 or identified in Article 12 as part of Additional Services,a multiple of
0112 & one-tenth ( 1. I )times the amounts billed to the Architect far such services.
(Identify specific rypes of consultants in Article 12, if required.)
§11.4 REIMBURSABLE EXPENSES
For Reimbursable Expenses,as described in Section 10.2,and any other items included in Article 12 as Reimbursable
Expenses,a multiple of One & one-tenth ( 1. 1 )'times the expenses incurred by the Architect,
the Architect's employees and consultants directly related to the Project.
§11.5 ADDITIONAL PROVISIONS
§11.5.1 If the Basic Services covered by this Agreement have not been completed within twe]ve
( 12 )months of the date hereof,through no fault of the Architect,extension of the Architect's services beyond
that time shall be compensated as provided in Sections 10.3.3 and 113.2.
§11.5.2 Payments are due and payable th1 Y'ty ( 30 )days from the date of the
Architect's invoice. Amounts unpaid S 7 Xty ( 60 )days after the invoice date shall
bear interest at the rate entered below,or in the absence thereof at the legal rate prevailing from time to time at the
principal place of business of the Architect.
(Insert rate of interest agreed upon.)
1.U% per month
(Usury laws and requirements under tke�ederal Truth in Lending Act, similar state and local consumer credit laws
and other regulations at the Orvner's and Architect's principal places of business, the location of the Project and
elsewhere may affect the validiry of this provision. Specific legal advice should be obtazned with respect to deletions or
modifications, and also regarding requirements such as written disclosures or�vaivers:) '
§11.5.3 The rates and multiples set forth for Additional Services shall be`adjusted in accordance with the normal salary
review practices of the Architect.
AIA Document B151TM—1997.Copyright OO 1974,1978,1987,and 1997 by The American Institute of Architects.Ail rights reserved.WARNING:This
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. •
ARTICLE 12 OTHER CONDITIONS OR SERVICES
(Insert descriptions of other services, identify Additional Services included within Basic Compensation and
. modifications to the payment and compensation terms included in this Agreement.)
Items not included:
' Site plan, grading plan, topographic survey & stormwater detention design.
Sewer/lift station design.
Prints and specifications for bidding.
Permit and plan review fees.
Changes to design after construction documents have s�arted.
Change orders for additional Uwner requested items will be billed at
current hourly rates.
This Agreement entered into as of the day and year first written above.
OWNER ARCHITECT
(Signa e) (Sig ure)
��G,t1Q� �,�S�1P, ��-1i M4-'vl(�i,Er Phillip 6. Smith, Architect
(Print name and title) (Printed name and title)
CAUTION: You shouid sign an original AIA Contract Document, on which this text appears in RED.
An originai assures that changes will not be obscured.
AIA Document 6151TM—1997.Copyright�O 1974,1978,1987,and 1997 by The American Institute of Architects.All rights reserved.WARNING:This
AIA�Document is protected by U.S.Copyright Law and International Treaties.Unauthorized reproduction or distribution of this AIA�Document, 15
or any portion of it,may result in severe civil a�d criminal penalties,and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten(10)copies of this document when completed.To report copyright violations of AIA Contract Oocuments,e-mail
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